Amy D. Macisaac

CARY STREET PARTNERS

Morristown, NJ 07960

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CRD#: 2765149

Professional summary

Amy D Macisaac, who also goes by Amy D Grayson, Amy Deborah Grayson, Amy Deborah Mac Isaac, Amy Deborah Macisaac, is a registered financial advisor currently at CARY STREET PARTNERS located in Morristown, New Jersey and CARY STREET PARTNERS located in Morristown, New Jersey.

Amy is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. Amy has worked at 7 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Amy D Grayson | Amy Deborah Grayson | Amy Deborah Mac Isaac | Amy Deborah Macisaac

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

AMY MACISAAC IS DUALLY-REGISTERED WITH TRANSCEND CAPITAL ADVISORS, LLC ("TWC") AND PURSHE KAPLAN STERLING INVESTMENTS, INC ("PKS"). AMY MACISAAC HAS SERVED AS AN INVESTMENT ADVISOR REPRESENTATIVE FOR TWC AND A REGISTERED REPRESENTATIVE WITH PKS SINCE MAY 2019. BUSINESS IS CONDUCTED FROM AT REGISTERED BRANCH OFFICE LOCATION. APPROXIMATELY 90% OF AMY MACISAAC'S TIME IS FOR SERVICE AS AN INVESTMENT ADVISOR REPRESENTATIVE AND THE BALANCE AS A REGISTERED REPRESENTATIVE.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Amy D Macisaac's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 16, 2025 - Present

CARY STREET PARTNERS

Office #1: 1200 Mt. Kemble Avenue Suite 100, Morristown, NJ 07960

RIA

CRD#: 128545

Morristown, NJ

Current

October 16, 2025 - Present

CARY STREET PARTNERS

Office #1: 1200 Mount Kemble Ave. Suite 100, Morristown, NJ 07960

CRD#: 128089

Morristown, NJ

Past

June 17, 2019 - October 21, 2025

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

Madison, NJ

Past

June 3, 2019 - October 21, 2025

TRANSCEND CAPITAL ADVISORS, LLC

RIA

CRD#: 299723

SHORT HILLS, NJ

Past

November 16, 2004 - May 24, 2019

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

SHORT HILLS, NJ

Past

June 23, 1999 - May 24, 2019

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

SHORT HILLS, NJ

Past

October 1, 1998 - January 1, 1999

DB ALEX. BROWN LLC

CRD#: 17790

BALTIMORE, MD

Past

June 26, 1998 - September 8, 1998

PRIME CAPITAL SERVICES, INC.

CRD#: 18334

POUGHKEEPSIE, NY

Past

July 8, 1996 - April 30, 1998

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CARY STREET PARTNERS

CARY STREET PARTNERS | WAYPOINT ADVISORS | VIKING WEALTH ADVISERS | CARY STREET PARTNERS INVESTMENT ADVISORY, LLC | CARY STREET PARTNERS INVESTMENT ADVISORY LLC

CRD#: 128545 / SEC#: 801-64239

RIA

Registered Investment Advisory firm - (8/12/2005 Approved)

Virginia

Registered Investment Advisory firm - (3/2/2007 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

New Jersey
(10/16/2025)

IAR

New Jersey
(10/16/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/15/2004

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 11/16/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/1/1996

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

CARY STREET PARTNERS

CARY STREET PARTNERS | WAYPOINT ADVISORS | VIKING WEALTH ADVISERS | CARY STREET PARTNERS INVESTMENT ADVISORY, LLC | CARY STREET PARTNERS INVESTMENT ADVISORY LLC

CRD#: 128545 / SEC#: 801-64239

RIA

Registered Investment Advisory firm - (8/12/2005 Approved)

Virginia

Registered Investment Advisory firm - (3/2/2007 Terminated)

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Contact information

Main Address

901 East Byrd Street Suite 1001, Richmond, VA 23219

Mailing Address

Phone number

(804) 340-8100

Established

Firm type

Fiscal year end

# of Employees

166

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CSPIA FORM ADV PART 2A FIRM BROCHURE DATED 06/27/2025 (6/27/2025)

CSPIA FORM ADV PART 2A WRAP BROCHURE DATED 06/27/2025 (6/27/2025)

Regulatory assets under management

Total Number of Accounts	13,853
AUM (Assets Under Management)	$ 8,263,891,736

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/22/2024	Cover Page	Report
07/25/2023	Cover Page	Report
01/27/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

Amy D. Macisaac

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Amy D Macisaac's CRS (Customer Relationship Summary).

Certified licenses

Experience

CARY STREET PARTNERS

PURSHE KAPLAN STERLING INVESTMENTS

TRANSCEND CAPITAL ADVISORS, LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

DB ALEX. BROWN LLC

PRIME CAPITAL SERVICES, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

CARY STREET PARTNERS

State Registrations and Notice Filings

Exams

Series 66

Date: 11/15/2004

Series 63

Date: 11/16/1998

SIE

Date: 10/1/2018

Series 7

Date: 7/1/1996

FINRA

Current Firm

CARY STREET PARTNERS

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

CARY STREET PARTNERS

TRUST BUT VERIFY

Contact information

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