Janet L. Keitt
Professional summary
Janet Lorraine Keitt was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Janet is a previously registered financial professional and started their career in finance in 1996. Prior to being barred, Janet had worked at 1 firm, which includes DIME SECURITIES INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 26, 1996 - May 6, 1998
DIME SECURITIES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
DIME SECURITIES, INC.
CRD#: 28955 / SEC#: , 8-44042
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE DIME AGENCY, INC | OWNER | |
| BERGMAN, SUSAN BRISCHLER | GP | 3077252 |
| CALVO, JOEL | PRESIDENT | 857420 |
| CIANCARELLI, STEPHEN VINCENT | CHIEF FINANCIAL OFFICER | 2225753 |
| CURTH, GEORGE WILLIAM | VICE PRESIDENT & GROUP SALES MANAGER/GP | 1407456 |
| GAMBARO, ANTHONY JOSEPH | OPERATIONS MANAGER/GP | 217167 |
| GOLDSMITH, STACY MARI | VP, REGIONAL SALES MANAGER, GP,MP | 1416323 |
| HEINES, BRUCE GARY | REGIONAL SALES MANAGER/GP | 1828701 |
| HENSELMAN, HANS DIETER | CROP, SROP | 2320564 |
| NEWMAN, JOHN FRANKLIN | VICE PRESIDENT/COMPLIANCE OFFICER/PG/MP/GP | 1751371 |
| PASTER, MARIA | ROP/GP/PG | 1312837 |
| RUSSELL, SHAVAUGHN ALETHIA | GP,PG | 2000748 |
| SIMONSON, MARY KATHRYN | CHIEF COMPLIANCE OFFICER | 1297398 |
Disclosures
| Regulatory Event | 1 |
| Arbitration | 1 |
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