Stacy Mari Goldsmith
Professional Summary
Stacy Mari Goldsmith, who also goes by Stacy Goldsmith, is a registered financial advisor currently at RPM CAPITAL MANAGEMENT, LLC located in Hackensack, New Jersey. Stacy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1985. Stacy has worked at 16 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 24 and Series 53 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Stacy Goldsmith
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
41 years in the financial services industry
Current & Past Employments
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Current Firm
RPM CAPITAL MANAGEMENT, LLC
Contact Information
Main Address
Corona Del Mar, CAMailing Address
800 Westchester Avenue Suite 641 North, Rye Brook, NY 10573Phone Number
(203) 992-1100# of Employees
2SEC notice filing (9 States and Territories)
Registered to provide investment advisory services in 9 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
148AUM (Assets Under Management)
$74,330,238Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
RPM CAPITAL MANAGEMENT, LLC
State Registrations and Notice Filings
(2/19/2026)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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CRS (Client Relationship Summary) - RIA
Click below to view Stacy Mari Goldsmith's CRS (Customer Relationship Summary).
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