Victor G. Sierra
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Victor Guillermo Sierra, who also goes by VIctor Guillermo Sierra Jr, was a registered financial professional .
Victor is a previously registered financial professional and started their career in finance in 1996. Victor had worked at 4 firms and has passed the Series 63, Series 99TO, Series 79TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 30, 2011 - August 1, 2024
TORINO CAPITAL LLC
January 27, 2010 - November 16, 2011
MIURA CAPITAL, LLC
July 19, 2006 - May 21, 2009
COMMERZ MARKETS LLC
September 10, 1996 - July 14, 2006
ABN AMRO INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationCurrent Firm
TORINO CAPITAL LLC
CRD#: 157525 / SEC#: , 8-68855
Contact information
Documents
Disclosures
| Regulatory Event | 2 |
Red Flags
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