Anthony J. Maggio
Professional summary
Anthony Johnson Maggio, who also goes by Aj Maggio, is a registered financial professional currently at KEYBANC CAPITAL MARKETS INC. located in Clarendon Hills, Illinois.
Anthony is registered as a RR (Registered Representative) and started their career in finance in 2004. Anthony has worked at 6 firms and has passed the Series 63, Series 52TO, SIE, Series 7, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Anthony Johnson Maggio's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 29, 2024 - Present
KEYBANC CAPITAL MARKETS INC.
Office #2: 227 W. Monroe St. Suite 1700, Chicago, IL 60606November 28, 2011 - August 3, 2023
HILLTOP SECURITIES INC.
March 24, 2010 - November 10, 2011
MORGAN STANLEY
February 26, 2008 - March 10, 2010
TRADEWEB DIRECT LLC
May 23, 2005 - November 28, 2007
BANC OF AMERICA SECURITIES LLC
August 10, 2004 - June 1, 2005
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/1/2024)
(1/29/2024)
(1/29/2024)
Exams
Series 52TO
Date: 5/28/2025
Municipal Securities Representative ExaminationFINRA
Nasdaq Stock Market
Current Firm
KEYBANC CAPITAL MARKETS INC.
CRD#: 566 / SEC#: , 8-30177
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KEYCORP | SOLE SHAREHOLDER | |
| GILBERT, STACY LEE | DIRECTOR | 5316644 |
| HAYDEN, WILLIAM PATRICK | CHIEF COMPLIANCE OFFICER | 4136632 |
| JANOFSKY, PAULA MARIE | CHIEF OPERATIONS OFFICER, DIRECTOR | 2882776 |
| KOVACHICK, MARK ALLAN | DIRECTOR, CFO | 5390571 |
| PAINE, ANDREW JACKSON III | MANAGING DIRECTOR, DIRECTOR, HEAD OF CORPORATE AND INVESTMENT BANKING | 2450522 |
| PREISER, DOUGLAS WILLIAM | CHIEF EXECUTIVE OFFICER, DIRECTOR | 1690776 |
| SKARDA, JOSEPH BRIEL | DIRECTOR | 4288186 |
Disclosures
| Regulatory Event | 40 |
| Arbitration | 15 |
| Bond | 1 |
Red Flags
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