Meredith E. Beckman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Meredith Erin Beckman, who also goes by Meredith Erin Schultz, Merrie Schultz, was a registered financial professional .
Meredith is a previously registered financial professional and started their career in finance in 1998. Meredith had worked at 7 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 28, 2009 - December 31, 2012
MISSIONSQUARE RETIREMENT
November 7, 2005 - December 31, 2012
MISSIONSQUARE INVESTMENT SERVICES
August 5, 2002 - November 4, 2005
NATIONWIDE INVESTMENT SERVICES CORPORATION
May 26, 1999 - July 25, 2002
SPELMAN & CO., INC.
March 9, 1999 - April 30, 1999
ACS SECURITIES CORP.
June 1, 1998 - March 31, 1999
STIFEL, NICOLAUS & COMPANY, INCORPORATED
January 1, 1998 - June 25, 1998
ROBERT W. BAIRD & CO. INCORPORATED
Primary Firm SEC Registration
MISSIONSQUARE RETIREMENT
CRD#: 108783 / SEC#: 801-18273
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MISSIONSQUARE RETIREMENT
CRD#: 108783 / SEC#: 801-18273
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 58,580 |
| AUM (Assets Under Management) | $ 5,959,398,729 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 07/28/2025 | ||
| 01/27/2025 | ||
| 10/27/2023 | ||
| 01/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
