Pamela M. Foster
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Pamela M Schultz Foster, who also goes by Pamela Schultz Foster, Pamela Foster, Pamela Michele Schultz, was a registered financial professional .
Pamela is a previously registered financial professional and started their career in finance in 1997. Pamela had worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6, Series 9, Series 10, Series 51 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 5, 2018 - May 3, 2024
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
November 28, 2018 - May 3, 2024
CAMBRIDGE INVESTMENT RESEARCH, INC.
October 30, 2014 - November 13, 2018
EDWARD JONES
August 26, 2014 - November 13, 2018
EDWARD JONES
May 11, 2006 - September 10, 2008
OSAIC SERVICES, INC.
February 13, 2004 - July 19, 2004
WADDELL & REED
October 16, 2000 - April 18, 2002
IDS LIFE INSURANCE COMPANY
October 16, 2000 - April 18, 2002
AMERIPRISE FINANCIAL SERVICES, LLC
February 18, 1997 - June 21, 2000
IDS LIFE INSURANCE COMPANY
February 18, 1997 - June 21, 2000
AMERIPRISE FINANCIAL SERVICES, LLC
Primary Firm SEC Registration
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
CRD#: 134139 / SEC#: 801-63930
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
CRD#: 134139 / SEC#: 801-63930
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
