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Timothy J. Major

GLENDALE SECURITIES
Coeur D'alene, ID 83814
Some features on this profile are disabled
CRD#: 2763493
TM

Professional summary


Timothy John Major MR., who also goes by Timothy John Major, is a registered financial professional currently at GLENDALE SECURITIES, INC. located in Coeur D'alene, Idaho.

Timothy is registered as a RR (Registered Representative) and started their career in finance in 1996. Timothy has worked at 3 firms and has passed the Series 63, Series 79TO, SIE and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Timothy John Major

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Timothy John Major MR.'s CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

June 19, 2019 - Present

GLENDALE SECURITIES, INC.

Office #1: 421 Sherman Avenue, Suite 203, Coeur D'alene, ID 83814
BD
CRD#: 123649
Coeur D'alene, ID
Past

September 14, 2015 - June 3, 2019

PAULSON INVESTMENT COMPANY LLC

BD
CRD#: 5670
Coeur d'Alene, ID
Past

July 24, 1996 - September 30, 2015

PENNALUNA & COMPANY

BD
CRD#: 11604
COUER D'ALENE, ID

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alaska
(6/19/2019)
RR
Arizona
(6/19/2019)
RR
California
(6/19/2019)
RR
Colorado
(6/19/2019)
RR
Florida
(6/19/2019)
RR
Georgia
(6/19/2019)
RR
Hawaii
(6/19/2019)
RR
Idaho
(6/19/2019)
RR
Indiana
(6/19/2019)
RR
Kansas
(6/19/2019)
RR
Maryland
(6/19/2019)
RR
Massachusetts
(6/19/2019)
RR
Michigan
(6/19/2019)
RR
Minnesota
(6/19/2019)
RR
Mississippi
(6/19/2019)
RR
Montana
(6/19/2019)
RR
Nevada
(6/19/2019)
RR
New Jersey
(6/19/2019)
RR
New Mexico
(6/19/2019)
RR
New York
(6/19/2019)
RR
North Carolina
(6/19/2019)
RR
Ohio
(6/19/2019)
RR
Oregon
(6/19/2019)
RR
Pennsylvania
(6/19/2019)
RR
South Carolina
(6/19/2019)
RR
South Dakota
(6/19/2019)
RR
Tennessee
(6/19/2019)
RR
Texas
(6/19/2019)
RR
Utah
(6/19/2019)
RR
Virginia
(6/19/2019)
RR
Washington
(6/19/2019)
RR
Wisconsin
(6/19/2019)
RR
Wyoming
(6/19/2019)

Exams


State Security Law Exam
RR
Series 63
Date: 7/13/1996
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
NYSE Arca, Inc.
SRO Registrations
RR
Nasdaq Stock Market

Current Firm


GS
GLENDALE SECURITIES, INC.
GLENDALE SECURITIES, INC.

CRD#: 123649 / SEC#: , 8-65604

BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information


Main Address
15233 Ventura Blvd., Suite 712, Sherman Oaks, CA 91403
Mailing Address
15233 Ventura Blvd., Suite 712, Sherman Oaks, CA 91403
Phone number
(818) 907-1505
Established
California since 08/19/2002
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (47 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
BARBER, RICHARD WRIGHTSHAREHOLDER1298800
CASTILLO, GEORGE ALBERTOPRESIDENT, PRINCIPAL1936486
FLESCHE, PAUL ERICFINOP, CCO, PRINCIPAL, ROSFP, CFO, POO, PFO3277904
ABADIN, JOSE MIGUELSHAREHOLDER1273345
ROWE, CHRISTOPHER MICHAELAML COMPLIANCE OFFICER5562884
SHEN, QIUFANGSHAREHOLDER3158926

Disclosures


Regulatory Event6

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


GLENDALE SECURITIES, INC.

CRD#: 123649Coeur D'alene, ID 83814

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