Dori T. Hoagland
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Dori T Hoagland, who also goes by Dori Theresa Borden, Dori Theresa Hoagland, Dori Theresa Tapp, was a registered financial professional .
Dori is a previously registered financial professional and started their career in finance in 1998. Dori had worked at 3 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 2, 2010 - September 30, 2015
FAIRLANE INVESTMENT ADVISORS INC
September 9, 1998 - October 14, 2002
IDS LIFE INSURANCE COMPANY
September 9, 1998 - October 14, 2002
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FAIRLANE INVESTMENT ADVISORS INC
CRD#: 105624 / SEC#: 801-23954
Contact information
Regulatory assets under management
| Total Number of Accounts | 299 |
| AUM (Assets Under Management) | $ 74,507,870 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 05/14/2024 | ||
| 05/10/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
