Michaeljohn Kudlik
Professional summary
Michaeljohn Kudlik, CFP®, who also goes by Michael John Kudlik, Michaeljohn Kudlik, is a registered financial advisor currently at ROI CAPITAL MANAGEMENT located in St. George, Utah.
Michaeljohn is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1972. Michaeljohn has worked at 32 firms and has passed the Series 65, Series 63, Series 79TO, SIE, Series 18, Series 000, Series 1 and Series 39 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Michaeljohn Kudlik's CRS (Customer Relationship Summary).
Certified licenses
Start date: 1977
Experience
November 13, 2024 - Present
ROI CAPITAL MANAGEMENT
Office #1: 393 E Riverside Dr Bldg 1 Ste 203, St. George, UT 84790October 8, 2021 - June 6, 2023
EMERSON EQUITY LLC
February 6, 2020 - August 20, 2021
DIGITAL OFFERING LLC
February 21, 2018 - December 31, 2019
RICHFIELD ORION INTERNATIONAL, INC.
February 5, 2016 - April 24, 2017
WILSON-DAVIS & CO., INC.
September 7, 2012 - May 21, 2015
CABOT LODGE SECURITIES LLC
December 14, 2009 - August 13, 2012
CAMBRIA CAPITAL, LLC
December 14, 2009 - August 13, 2012
CAMBRIA CAPITAL, LLC
June 7, 2007 - December 23, 2009
ORCHARD SECURITIES, LLC
July 26, 2006 - October 6, 2006
CABIN SECURITIES, INC.
July 28, 2005 - August 29, 2006
BURCH & COMPANY, INC
May 25, 2005 - June 21, 2005
BURCH & COMPANY, INC
November 18, 2004 - May 31, 2005
JAMES HAROLD GOODE, JR.
December 9, 2003 - May 12, 2004
PACIFIC CORNERSTONE CAPITAL INCORPORATED
April 9, 2003 - December 31, 2004
GENEOS WEALTH MANAGEMENT, INC.
May 23, 2002 - January 24, 2003
NEW YORK LIFE INVESTMENT MANAGEMENT LLC
June 6, 2001 - January 24, 2003
NYLIFE DISTRIBUTORS LLC
March 22, 2000 - October 25, 2000
IDS LIFE INSURANCE COMPANY
March 22, 2000 - October 25, 2000
AMERIPRISE FINANCIAL SERVICES, LLC
September 14, 1999 - December 17, 1999
BNY MELLON SECURITIES CORPORATION
July 14, 1997 - January 27, 1998
DIRECTED SERVICES LLC
April 15, 1996 - December 31, 1996
INVESTMENT MANAGEMENT CORPORATION
January 5, 1996 - March 21, 1996
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER
November 8, 1994 - July 22, 1995
DYNAMIC GROUP SECURITIES CORP.
July 7, 1993 - September 15, 1994
VOYAGEUR INVESTMENTS, INC.
May 7, 1992 - February 17, 1993
LEHMAN BROTHERS INC.
February 14, 1990 - February 12, 1991
VANGUARD CAPITAL
October 13, 1983 - May 9, 1988
PRUDENTIAL EQUITY GROUP, LLC
June 25, 1981 - April 26, 1984
MORGAN STANLEY DW INC.
October 6, 1977 - May 10, 1978
ANCHOR NATIONAL FINANCIAL SERVICES, INC.
June 3, 1975 - July 24, 1976
A. G. EDWARDS & SONS, INC.
July 2, 1973 - July 30, 1975
BACHE & CO INCORPORATED
September 8, 1972 - July 23, 1973
E. F. HUTTON & COMPANY INC
June 5, 1972 - August 24, 1972
EDWARDS & HANLY
March 6, 1972 - June 22, 1972
E. F. HUTTON & COMPANY INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(11/13/2024)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 18
Date: 1/15/1983
Securities Industry Rules and Regulations ExaminationSeries 000
Date: 6/20/1972
General Securities Principal ExaminationSeries 1
Date: 2/25/1972
Registered Representative ExaminationCurrent Firm
ROI CAPITAL MANAGEMENT
CRD#: 329424 / SEC#:
Contact information
Red Flags
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