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MK

Mitchel C. Krause

OTHER SIDE ASSET MANAGEMENT
RALEIGH, NC 27603
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CRD#: 2762289
MK

Professional summary


Mitchel Conrad Krause is a registered financial advisor currently at OTHER SIDE ASSET MANAGEMENT, LLC located in Raleigh, North Carolina.

Mitchel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Mitchel has worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
INSURANCE SALES; INVESTMENT-RELATED; RALEIGH, NC; INSURANCE AGENT; APPROXIMATELY 20 HRS/MO DURING TRADING HOURS; SALES OF VARIOUS INSURANCE PRODUCTS.

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Mitchel Conrad Krause's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

January 31, 2018 - Present

OTHER SIDE ASSET MANAGEMENT, LLC

Office #1: 4141 Banks Stone Drive, Raleigh, NC 27603
RIA
CRD#: 291263
RALEIGH, NC
Past

August 21, 2007 - January 30, 2018

STIFEL, NICOLAUS & COMPANY, INCORPORATED

RIA
CRD#: 793
RALEIGH, NC
Past

August 21, 2007 - January 30, 2018

STIFEL, NICOLAUS & COMPANY, INCORPORATED

BD
CRD#: 793
RALEIGH, NC
Past

July 8, 1999 - August 21, 2007

RYAN BECK & CO.

RIA
CRD#: 3248
FLORHAM PARK, NJ
Past

July 18, 1996 - August 21, 2007

RYAN BECK & CO.

BD
CRD#: 3248
FLORHAM PARK, NJ

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Florida
(3/30/2023)
IAR
New Jersey
(12/17/2018)
IAR
North Carolina
(1/31/2018)

Exams


State Security Law Exam
IAR
Series 65
Date: 5/20/1999
Uniform Investment Adviser Law Examination
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
RR
Series 24
Date: 10/30/2002
General Securities Principal Examination

Current Firm


OS
OTHER SIDE ASSET MANAGEMENT, LLC
OSAM LLC | OTHER SIDE ASSET MANAGEMENT, LLC

CRD#: 291263 / SEC#:

Florida
Registered Investment Advisory firm - (3/30/2023 Approved)
New Jersey
Registered Investment Advisory firm - (12/17/2018 Approved)
North Carolina
Registered Investment Advisory firm - (1/31/2018 Approved)
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Contact information


Main Address
4141 Banks Stone Drive, Raleigh, NC 27603
Mailing Address
Phone number
(908) 625-6400
Established
Firm type
Fiscal year end
# of Employees
2

Documents


Latest Form ADV

Regulatory assets under management


Total Number of Accounts213
AUM (Assets Under Management)$ 33,000,000

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


OTHER SIDE ASSET MANAGEMENT, LLC

CRD#: 291263Raleigh, NC 27603

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Contact information


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