Clinton J. Mcgowan

STONEHAVEN ADVISORS

Porter Corners, NY

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CRD#: 2762124

Professional summary

Clinton J Mcgowan, who also goes by Clint Mcgowan, Clinton J Mcgowan, Clinton John Mcgowan, Clinton J J Mcgowan, is a registered financial advisor currently at STONEHAVEN ADVISORS, LLC located in Porter Corners, New York and STONEHAVEN, LLC located in New York, New York.

Clinton is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. Clinton has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 24, Series 10 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Clint Mcgowan | Clinton J Mcgowan | Clinton John Mcgowan | Clinton J J Mcgowan

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Stonehaven Advisors, LLC- Investment Related - Compliance Officer - Compliance oversight over firm activities - 600 Fifth Ave, 2nd Floor, New York, NY 10020 - approximately 10-20 hours/month - mostly during market trading hours

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Clinton J Mcgowan's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 4, 2023 - Present

STONEHAVEN ADVISORS, LLC

RIA

CRD#: 322608

Porter Corners, NY

Current

July 6, 2022 - Present

STONEHAVEN, LLC

Office #1: 600 Fifth Avenue Second Floor, New York, NY 10020

CRD#: 118913

NEW YORK, NY

Past

October 26, 2005 - May 4, 2022

GOLDMAN SACHS & CO. LLC

CRD#: 361

COHOES, NY

Past

September 24, 1996 - August 23, 2005

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

SMITHFIELD, RI

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

New York
(7/29/2022)

IAR

New York
(4/4/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/30/2023

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/22/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/23/1996

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 4/3/2012

General Securities Principal Examination

Principal/Supervisory Exam

Series 10

Date: 11/20/2001

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 9/10/2001

General Securities Sales Supervisor - Options Module Examination

SRO Registrations

FINRA

Current Firm

STONEHAVEN ADVISORS, LLC

CRD#: 322608 / SEC#:

Connecticut

Registered Investment Advisory firm - (1/7/2025 Approved)

Florida

Registered Investment Advisory firm - (9/19/2025 Approved)

New York

Registered Investment Advisory firm - (10/6/2022 Approved)

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Contact information

Main Address

600 Fifth Avenue 2nd Floor, New York, NY 10020

Mailing Address

Phone number

(917) 349-7050

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Clinton J. Mcgowan

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Clinton J Mcgowan's CRS (Customer Relationship Summary).

Certified licenses

Experience

STONEHAVEN, LLC

GOLDMAN SACHS & CO. LLC

FIDELITY BROKERAGE SERVICES LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 3/30/2023

Series 63

Date: 10/22/1996

SIE

Date: 10/1/2018

Series 7

Date: 9/23/1996

Series 24

Date: 4/3/2012

Series 10

Date: 11/20/2001

Series 9

Date: 9/10/2001

FINRA

Current Firm

STONEHAVEN ADVISORS, LLC

Contact information

Documents

Red Flags

Company Information

STONEHAVEN ADVISORS, LLC

TRUST BUT VERIFY

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