Thaddeus A. Cornell
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Thaddeus Allen Cornell, who also goes by Leandro Thaddeus Alvarez, Thadd Alvarez, Thaddeus Alvarez, was a registered financial professional .
Thaddeus is a previously registered financial professional and started their career in finance in 1996. Thaddeus had worked at 13 firms and has passed the Series 65, Series 66, Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 22, 2024 - December 9, 2024
PERIDOT INVESTMENT RESEARCH INC
July 26, 2011 - April 16, 2013
FORESTERS EQUITY SERVICES, INC.
July 4, 2011 - April 16, 2013
FORESTERS EQUITY SERVICES, INC.
October 8, 2009 - February 26, 2010
TRANSAMERICA FINANCIAL ADVISORS, LLC
September 29, 2009 - February 26, 2010
TRANSAMERICA FINANCIAL ADVISORS, LLC
May 12, 2009 - September 22, 2009
ALLEGIANT FINANCIAL ADVISORS, LLC
April 29, 2009 - September 22, 2009
ALLEGIANT SECURITIES L.L.C.
February 14, 2008 - December 17, 2008
STONEHURST SECURITIES, INC.
February 20, 2007 - January 9, 2008
VOYA FINANCIAL ADVISORS, INC.
January 13, 2006 - January 9, 2008
VOYA FINANCIAL ADVISORS, INC.
June 30, 2003 - December 21, 2005
A. G. EDWARDS & SONS, INC.
November 11, 2002 - June 30, 2003
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 23, 2002 - June 30, 2003
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
July 18, 2002 - September 20, 2002
BBVA COMPASS INVESTMENT SOLUTIONS, INC
June 30, 1999 - July 19, 2001
CHARLES SCHWAB & CO., INC.
May 23, 1997 - May 26, 1999
VANGUARD MARKETING CORPORATION
August 16, 1996 - September 30, 1996
NYLIFE SECURITIES LLC
State Registrations and Notice Filings
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Exams
Current Firm
PERIDOT INVESTMENT RESEARCH INC
CRD#: 327391 / SEC#: 801-129044
Contact information
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