Brent R. Graham
KESTRA ADVISORY SERVICES
Baton Rouge, LA 70808
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CRD#: 2762074
Professional summary
Brent Raymond Graham, CFP® is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Baton Rouge, Louisiana and KESTRA INVESTMENT SERVICES, LLC located in Baton Rouge, Louisiana.
Brent is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Brent has worked at 6 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Bus Name: Fred's of Natchez, Inc. Investment Related: Yes Address: 116 N. Temple Rd Natchez MS 39120 Nature of Business: Real Estate Position, Title or Relationship: Treasurer Start Date: 11/22/2011 Hours per month: 0% - 10% (0 - 16 hours) Hours/month during trading hours: 0% - 10% (0 - 14 hours) Duties: Occasional dealings with tenant; assembling financials for tax preparation by CPA. Bus Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Pkwy, Bldg 2, Ste 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Investment Advisor Representative Start Date: 8/1/2017 Hours per month: 51% - 60% (81 - 96 hours) Hours per month during trading hours: 51% - 60% (71 - 84 hours) Duties: Fee based investment services Bus Name: Centura Advisors, LLC Investment Related: Yes Address: 6513 Perkins Rd., Bldg. A, Ste. 1A Baton Rouge LA 70808 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Director of Financial Planning Start Date: 8/1/2017 Hours per month: 51% - 60% (81 - 96 hours) Hours/month during trading hours: 51% - 60% (71 - 84 hours) Duties: Manage book of business and financial planning work Bus Name: BGraham, LLC Investment Related: No Address: 15316 Veranda Park Ln Baton Rouge LA 70810 Nature of Business: Other Other/None of the Above Receives revenue share from Centura Advisors Position, Title or Relationship: Owner/Member Start Date: 8/31/2017 Hours/month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Receives revenue share from Centura AdvisorsBusiness Name: PFC2, LLC Investment Related: Yes Address: 6421 Perkins Rd, Bldg C Baton Rouge LA 70808 Nature of Business: Real Estate Position, Title or Relationship: Member of LLC Start Date: 1/17/2019 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: None - just an investor in the building Bus Name: UNITED METHODIST FOUNDATION OF LOUISIANA POSITION: General Board Member NATURE: Board position (Board of Directors, Board of Trustees, etc.) INVESTMENT RELATED: No # OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 04/23/2025 ADDRESS: 8337 Jefferson Hwy, Baton Rouge LA 70809, United States DESCRIPTION: Provide oversight over the management team to ensure they are advancing the mission of the foundation. Provide thoughts and guidance as to current and future direction of the organization.
CRS (Client Relationship Summary) - RIA
Click below to view Brent Raymond Graham's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2002
Experience
Current
August 1, 2017 - Present
KESTRA ADVISORY SERVICES, LLC
Office #1: 6421 Perkins Rd. Bldg. A, Ste. 1a, Baton Rouge, LA 70808RIA
CRD#: 283330
Baton Rouge, LA
Current
August 1, 2017 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 6421 Perkins Rd. Building C, Suite B, Baton Rouge, LA 70808BD
CRD#: 42046
Baton Rouge, LA
Past
October 11, 2011 - August 8, 2017
LPL FINANCIAL LLC
BD
CRD#: 6413
BATON ROUGE, LA
Past
April 30, 2009 - October 11, 2011
UVEST FINANCIAL SERVICES GROUP, INC.
BD
CRD#: 13787
BATON ROUGE, LA
Past
April 24, 2009 - August 1, 2017
ARGENT ADVISORS, INC.
RIA
CRD#: 112028
BATON ROUGE, LA
Past
April 28, 1999 - March 27, 2009
RAYMOND JAMES FINANCIAL SERVICES, INC.
BD
CRD#: 6694
BATON ROUGE, LA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(8/1/2017)
RR
Florida(3/8/2024)
RR
Georgia(2/18/2020)
RR
Louisiana(8/1/2017)
IAR
Louisiana(8/1/2017)
RR
Mississippi(8/1/2017)
RR
New Mexico(7/17/2025)
RR
South Carolina(8/6/2024)
RR
Tennessee(8/1/2017)
RR
Texas(1/3/2018)
IAR
Texas(7/26/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
KESTRA ADVISORY SERVICES, LLC
CRD#: 283330Baton Rouge, LA 70808TRUST BUT VERIFY
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