Rakesh Kak
Professional summary
Rakesh Kak is a registered financial professional currently at VIEW PARTNERS CAPITAL LLC located in New York, New York.
Rakesh is registered as a RR (Registered Representative) and started their career in finance in 1996. Rakesh has worked at 5 firms and has passed the Series 63, Series 99TO, Series 79TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Rakesh Kak's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 15, 2008 - Present
VIEW PARTNERS CAPITAL LLC
Office #1: 1345 Avenue Of The Americas 2nd Floor, New York, NY 10105Office #2: 1345 Avenue Of The Americas 2nd Floor, New York, NY 10105March 12, 2002 - March 15, 2007
KAUFMAN BROS., L.P.
December 19, 2000 - November 8, 2001
GRUNTAL & CO., L.L.C.
July 17, 1998 - May 5, 1999
UBS SECURITIES LLC
July 10, 1996 - September 12, 1996
CITICORP SECURITIES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
(1/23/2025)
(8/15/2008)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
VIEW PARTNERS CAPITAL LLC
CRD#: 146522 / SEC#: , 8-67828
Contact information
FINRA licenses (3 States and Territories)
Documents
Red Flags
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