David G. Friehling
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Gary Friehling was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 2001. David had worked at 1 firm and has passed the Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 17, 2001 - June 25, 2004
C. J. M. PLANNING CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
C. J. M. PLANNING CORP.
CRD#: 5698 / SEC#: , 8-16421
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| S. CHARLES & MARY A. MUSUMECI IRREVOCABLE TRUST I | 100% OWNER | |
| APPELSON, STUART DAVID | FINANCIAL OPERATIONS PRINCIPLE (FINOP) | 2176520 |
| BOGAN, MATTHEW ROBERT | SROP | 2794840 |
| GANDET, MICHAEL ALBERT JR | COMPLIANCE OFFICER | 2279907 |
| MUSUMECI, JOSEPH CHARLES | CEO, TRUSTEE | 821112 |
| MUSUMECI, SALVATORE CHARLES JR | PRESIDENT, TRUSTEE/CCO | 705556 |
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
