Frederick W. Zuck
Professional summary
Frederick William Zuck III, who also goes by Rick Zuck, Frederick William Zuck, is a registered financial professional currently at WALL STREET ACCESS located in New York, New York.
Frederick is registered as a RR (Registered Representative) and started their career in finance in 1998. Frederick has worked at 7 firms and has passed the Series 63, Series 57TO, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Frederick William Zuck III's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 28, 2026 - Present
WALL STREET ACCESS
Office #1: 100 Wall Street, Suite 1501, New York, NY 10005October 21, 2024 - March 4, 2026
CANTOR FITZGERALD & CO.
January 11, 2016 - September 20, 2024
ROBERT W. BAIRD & CO. INCORPORATED
August 3, 2015 - January 22, 2016
CANACCORD GENUITY LLC
July 23, 2012 - May 22, 2015
CIBC WORLD MARKETS CORP.
March 16, 2004 - July 17, 2012
CANTOR FITZGERALD & CO.
May 1, 2003 - March 18, 2004
PERSHING ADVISOR SOLUTIONS LLC
December 14, 1998 - May 1, 2003
PERSHING LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/28/2026)
(5/28/2026)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 12/6/1999
Limited Representative-Equity Trader ExamFINRA
NYSE American LLC
NYSE Arca, Inc.
Nasdaq Stock Market
Nasdaq Texas, LLC
New York Stock Exchange
Current Firm
WALL STREET ACCESS
CRD#: 10012 / SEC#: , 8-25936
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| DPK SECURITIES, LLC | 98% OWNER/GENERAL PARTNER | |
| DENIS P. KELLEHER, LLC | 2% OWNER/GENERAL PARTNER | |
| GOETCHIUS, ARTHUR LEROY | CHIEF EXECUTIVE OFFICER | 1374251 |
| KELLEHER, SEAN MICHAEL | PRESIDENT | 1726997 |
| LAVIN, WILLIAM KANE JR | EXECUTIVE MANAGING DIRECTOR / ROSFP | 2703117 |
| MITCHELL, JOHN LOUIS | CHIEF FINANCIAL OFFICER / FINOP | 2193524 |
| O'CONNELL, JOHN PATRICK | ASSISTANT CONTROLLER | 4698479 |
| VISCOVICH, GREGORY DOMINIC | CHIEF COMPLIANCE OFFICER | 2621348 |
Disclosures
| Regulatory Event | 19 |
| Arbitration | 15 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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