Nicholaos N. Konstantopoulos
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Nicholaos N Konstantopoulos, who also goes by Nicholas N Konstantopoulos, Nick Konstantopoulos, Nick Poulos, was a registered financial professional .
Nicholaos is a previously registered financial professional and started their career in finance in 1997. Nicholaos had worked at 12 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 2, 2012 - July 10, 2012
CHELSEA FINANCIAL SERVICES
September 20, 2010 - March 5, 2012
CALDWELL INTERNATIONAL SECURITIES
July 9, 2009 - September 22, 2010
JOHN THOMAS FINANCIAL
April 1, 2009 - July 7, 2009
AMERICA'S CHOICE EQUITIES LLC
November 24, 2008 - April 2, 2009
NEWBRIDGE SECURITIES CORPORATION
November 26, 2003 - July 26, 2004
SAXONY SECURITIES, INC.
May 6, 2002 - November 26, 2003
ARISTATRADE SECURITIES, LLC
January 16, 2002 - May 6, 2002
WOODSTOCK FINANCIAL GROUP, INC.
May 2, 2000 - February 16, 2001
GILFORD SECURITIES INCORPORATED
October 8, 1998 - May 23, 2000
TASIN & COMPANY, INC.
May 26, 1998 - October 14, 1998
TAYLOR STUART FINANCIAL, INC.
August 20, 1997 - May 26, 1998
WALSH MANNING SECURITIES, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
CHELSEA FINANCIAL SERVICES
CRD#: 47770 / SEC#: , 8-51916
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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