Eric C. Follestad
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Eric Charles Follestad, CFP® was a registered financial professional .
Eric is a previously registered financial professional and started their career in finance in 1996. Eric had worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6, Series 10, Series 9, Series 24 and Series 26 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 9, 2015 - September 28, 2018
TITAN CAPITAL MANAGEMENT, LLC
May 4, 2005 - March 17, 2015
CHARLES SCHWAB & CO., INC.
May 4, 2005 - March 17, 2015
CHARLES SCHWAB & CO., INC.
January 30, 2004 - April 25, 2005
TD AMERITRADE, INC.
January 30, 2004 - April 25, 2005
TD AMERITRADE, INC.
November 12, 2003 - March 4, 2004
AMERICAN GENERAL FINANCIAL ADVISORS, INC.
February 13, 2003 - February 10, 2004
VALIC FINANCIAL ADVISORS, INC.
December 20, 2002 - February 10, 2004
VALIC FINANCIAL ADVISORS, INC.
August 3, 2002 - September 12, 2002
NEBS FINANCIAL SERVICES, INC.
March 22, 2000 - July 31, 2002
BANC OF AMERICA SECURITIES LLC
March 17, 2000 - July 31, 2002
BANC OF AMERICA SECURITIES LLC
September 27, 1999 - February 4, 2000
CITICORP INVESTMENT SERVICES
August 7, 1996 - October 27, 1999
WMA SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TITAN CAPITAL MANAGEMENT, LLC
CRD#: 123568 / SEC#: 801-110575
Contact information
Regulatory assets under management
| Total Number of Accounts | 553 |
| AUM (Assets Under Management) | $ 131,750,746 |
Red Flags
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