Brian T. White
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brian Thomas White was a registered financial professional .
Brian is a previously registered financial professional and started their career in finance in 1996. Brian had worked at 18 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 52, Series 53, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 5, 2026 - February 20, 2026
J.W. COLE FINANCIAL, INC.
May 8, 2023 - January 10, 2025
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER
March 30, 2023 - January 10, 2025
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER
September 11, 2018 - December 17, 2022
CETERA WEALTH SERVICES, LLC
September 11, 2018 - December 3, 2019
SUMMIT BROKERAGE SERVICES, INC.
September 11, 2018 - September 8, 2022
FIRST ALLIED SECURITIES, INC.
September 11, 2018 - December 17, 2022
CETERA INVESTMENT SERVICES LLC
September 11, 2018 - December 17, 2022
CETERA FINANCIAL SPECIALISTS LLC
September 11, 2018 - December 17, 2022
CETERA ADVISORS LLC
September 11, 2018 - December 17, 2022
CETERA WEALTH SERVICES, LLC
January 28, 2016 - November 9, 2016
VSR FINANCIAL SERVICES, INC.
January 28, 2016 - November 9, 2016
INVESTORS CAPITAL CORP.
January 28, 2016 - December 14, 2016
LEGEND EQUITIES CORPORATION
January 28, 2016 - November 1, 2017
GIRARD SECURITIES, INC.
January 28, 2016 - September 5, 2018
SUMMIT BROKERAGE SERVICES, INC.
January 28, 2016 - September 5, 2018
FIRST ALLIED SECURITIES, INC.
January 28, 2016 - September 5, 2018
CETERA FINANCIAL SPECIALISTS LLC
September 13, 2010 - September 5, 2018
CETERA WEALTH SERVICES, LLC
April 30, 2010 - September 5, 2018
CETERA INVESTMENT SERVICES LLC
May 9, 2005 - September 5, 2018
CETERA ADVISORS LLC
April 28, 2005 - September 5, 2018
CETERA WEALTH SERVICES, LLC
January 2, 2004 - February 1, 2010
VOYA FINANCIAL ADVISORS, INC.
November 6, 2003 - February 1, 2010
VOYA FINANCIAL ADVISORS, INC.
July 21, 2003 - December 31, 2003
LOCUST STREET SECURITIES, INC.
March 11, 1999 - December 31, 2003
LOCUST STREET SECURITIES, INC.
April 3, 1998 - February 1, 1999
PRINCIPAL SECURITIES, INC.
March 4, 1997 - January 26, 1998
IDS LIFE INSURANCE COMPANY
March 4, 1997 - January 26, 1998
AMERIPRISE FINANCIAL SERVICES, LLC
August 13, 1996 - October 14, 1996
AMERIPRISE ADVISOR SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
J.W. COLE FINANCIAL, INC.
CRD#: 124583 / SEC#: , 8-65698
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
