Debra K. Sparacino
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Debra Kim Sparacino, who also goes by Debra Kim Streicher, Debra Streicher, Debra Kim Streicher-sparacino, was a registered financial professional .
Debra is a previously registered financial professional and started their career in finance in 1996. Debra had worked at 6 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 11, 2013 - June 24, 2013
MERRIMAC CORPORATE SECURITIES, INC.
July 9, 2009 - March 17, 2011
MSI FINANCIAL SERVICES, INC.
July 30, 2008 - November 7, 2008
MERRIMAC CORPORATE SECURITIES, INC.
August 18, 2003 - December 31, 2005
GUNNALLEN FINANCIAL, INC
November 20, 2002 - August 6, 2003
LADENBURG THALMANN & CO. INC.
March 24, 1997 - November 20, 2002
LADENBURG CAPITAL MANAGEMENT INC.
July 10, 1996 - December 16, 1996
STRATTON OAKMONT INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
MERRIMAC CORPORATE SECURITIES, INC.
CRD#: 35463 / SEC#: , 8-46721
Contact information
Disclosures
| Regulatory Event | 7 |
| Arbitration | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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