Cornel Catrina
Professional summary
Cornel Catrina, CFP® is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Costa Mesa, California and FIDELITY BROKERAGE SERVICES LLC located in Brea, California.
Cornel is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Cornel has worked at 9 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 7, Series 55, Series 28 and Series 24 exams.
Biography
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Cornel Catrina's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2013
Education
University of California, Irvine
Master of Business Administration (MBA) - Finance
2005
Brown University
Business Economics - Business Economics
1996
Experience
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
Office #2: 815 E Birch St, Brea, CA 92821-5765September 25, 2017 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 815 East Birch Street, Brea, CA 92821July 13, 2018 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
October 5, 2017 - July 13, 2018
STRATEGIC ADVISERS LLC
August 19, 2016 - July 6, 2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
June 15, 2016 - July 6, 2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
April 3, 2012 - May 22, 2013
GL INVESTMENT SERVICES, LLC
April 3, 2009 - December 10, 2009
FIS BROKERAGE & SECURITIES SERVICES LLC
July 29, 2005 - January 18, 2006
FORGE SECURITIES LLC
September 7, 2001 - May 20, 2002
HEARTLAND SECURITIES CORP.
April 20, 1998 - October 13, 1999
HEARTLAND SECURITIES CORP.
February 5, 1997 - April 21, 1998
ICAPITAL MARKETS LLC
Primary Firm SEC Registration
STRATEGIC ADVISERS LLC
CRD#: 104555 / SEC#: 801-13243
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/26/2017)
(9/25/2017)
(3/31/2025)
(8/12/2020)
(9/16/2020)
(9/29/2023)
(6/29/2023)
(9/29/2023)
(4/24/2020)
(3/4/2022)
(1/31/2024)
(6/14/2021)
(3/25/2023)
(8/1/2025)
(9/29/2023)
(5/6/2022)
(3/31/2025)
(11/17/2020)
(6/8/2021)
(9/18/2020)
(3/1/2024)
Exams
Series 55
Date: 10/9/2001
Limited Representative-Equity Trader ExamSeries 28
Date: 7/11/2005
Introducing Broker/Dealer Financial Operations Principal ExaminationFINRA
New York Stock Exchange
Current Firm
STRATEGIC ADVISERS LLC
CRD#: 104555 / SEC#: 801-13243
Contact information
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
STRATEGIC ADVISERS LLC
Financial ConsultantCRD#: 104555Costa Mesa, CATRUST BUT VERIFY
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