RM
Rebecca L. Mcdaniel
CETERA WEALTH SERVICES
Senoia, GA 30276
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CRD#: 2758949
RM
Rebecca Lynn McdanielCETERA WEALTH SERVICES
Professional summary
Rebecca Lynn Mcdaniel, who also goes by Rebecca Lynn Braden, Becky Mcdaniel, is a registered financial professional currently at CETERA WEALTH SERVICES, LLC located in Senoia, Georgia.
Rebecca is registered as a RR (Registered Representative) and started their career in finance in 2002. Rebecca has worked at 11 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 24, Series 9 and Series 10 exams.
Aliases
Rebecca Lynn Braden | Becky Mcdaniel
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Rebecca Lynn Mcdaniel's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 14, 2026 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 75 Cushing St, Senoia, GA 30276BD
CRD#: 13572
Senoia, GA
Past
October 20, 2025 - September 11, 2026
LPL FINANCIAL LLC
BD
CRD#: 6413
SENIOA, GA
Past
February 6, 2024 - August 4, 2025
WESTERN INTERNATIONAL SECURITIES, INC.
BD
CRD#: 39262
PASADENA, CA
Past
February 6, 2024 - August 4, 2025
SORRENTO PACIFIC FINANCIAL, LLC
BD
CRD#: 127787
SAN DIEGO, CA
Past
February 6, 2024 - August 4, 2025
SCF SECURITIES, INC.
BD
CRD#: 47275
SAN DIEGO, CA
Past
February 6, 2024 - August 4, 2025
NEXT FINANCIAL GROUP, INC.
BD
CRD#: 46214
HOUSTON, TX
Past
February 6, 2024 - August 4, 2025
CUSO FINANCIAL SERVICES, L.P.
BD
CRD#: 42132
SAN DIEGO, CA
Past
February 6, 2024 - August 4, 2025
CADARET, GRANT & CO., INC.
BD
CRD#: 10641
SYRACUSE, NY
Past
April 20, 2015 - January 29, 2024
GENEOS WEALTH MANAGEMENT, INC.
BD
CRD#: 120894
Englewood, CO
Past
December 18, 2006 - April 20, 2015
B. RILEY WEALTH MANAGEMENT
BD
CRD#: 2543
DENVER, CO
Past
September 11, 2002 - November 22, 2006
MORGAN KEEGAN & COMPANY, LLC
BD
CRD#: 4161
MEMPHIS, TN
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(8/14/2026)
RR
Arkansas(8/14/2026)
RR
California(8/14/2026)
RR
Colorado(8/14/2026)
RR
Florida(8/14/2026)
RR
Georgia(8/14/2026)
RR
Illinois(8/14/2026)
RR
Indiana(8/14/2026)
RR
Iowa(8/14/2026)
RR
Kansas(8/14/2026)
RR
Massachusetts(8/14/2026)
RR
Michigan(8/14/2026)
RR
Minnesota(8/14/2026)
RR
Missouri(8/14/2026)
RR
Nebraska(8/14/2026)
RR
New Jersey(8/14/2026)
RR
New Mexico(8/14/2026)
RR
New York(8/14/2026)
RR
North Carolina(9/14/2026)
RR
Ohio(8/14/2026)
RR
Oregon(8/14/2026)
RR
Pennsylvania(8/14/2026)
RR
South Carolina(8/14/2026)
RR
Texas(8/14/2026)
RR
Utah(8/14/2026)
RR
Virginia(8/14/2026)
RR
Washington(8/14/2026)
RR
Wisconsin(8/14/2026)
Exams
What does exam status mean?
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Passed: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
RR
Series 9
Passed: 10/30/2009
General Securities Sales Supervisor - Options Module Examination
Principal/Supervisory Exam
RR
Series 10
Passed: 9/1/2009
General Securities Sales Supervisor - General Module Examination
SRO Registrations
RR
FINRA
Current Firm
CW
CETERA WEALTH SERVICES, LLC
CETERA ADVISOR NETWORKS LLC | GORDON SIMMERS SECURITY CORPORATION | FIRST ASSET MANAGEMENT CORPORATION | FINANCIAL NETWORK INVESTMENT CORPORATION | CETERA WEALTH SERVICES, LLC | CETERA NETWORKS
CRD#: 13572 / SEC#: 801-47342, 8-29577
BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information
Main Address
2301 Rosecrans Ave #5100 Suite 5100, El Segundo, CA 90245-5672
Mailing Address
Po Box 983, Saint Cloud, MN 56302
Phone number
(800) 879-8100
Established
Delaware since 12/31/2012
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
2,881
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CETERA FINANCIAL GROUP, INC. | SOLE MEMBER | |
| ARNOLD, SUMMER SELTZER | VICE PRESIDENT | 2954103 |
| BUCHHEISTER, JEFFREY ROBERT | CHIEF FINANCIAL OFFICER | 4709900 |
| BUDEVICH, SERGE | VICE PRESIDENT AND TAX OFFICER | 7996345 |
| BURKOTT, DANIEL PAUL | BROKER DEALER CO-CHIEF COMPLIANCE OFFICER | 4710068 |
| COAXUM, KOFI SULE | VICE PRESIDENT | 5150018 |
| DOWELL, RODNEY CAMMERON | PRINCIPAL FINANCIAL OFFICER AND VICE PRESIDENT | 7376607 |
| GOK, LISA ANNE | SECRETARY | 5059738 |
| HALLORAN, THOMAS WILLIAM | VICE PRESIDENT | 1921834 |
| HOLWEGER, KIMBERLEY | CHIEF OPERATING OFFICER AND PRINCIPAL OPERATIONS OFFICER | 1572778 |
| LEE, WINNIE AI-LING | ASSISTANT SECRETARY | 7381661 |
| MACKAY, TODD CHRISTOPHER | CHIEF EXECUTIVE OFFICER | 2799860 |
| MCCALLOP, PATRICIA RUTHERFORD | BROKER DEALER CO-CHIEF COMPLIANCE OFFICER | 5059176 |
| MIZUGUCHI, MAURA | CHIEF ACCOUNTING OFFICER AND TREASURER | 5769181 |
| MOLNAR, MICHAEL JAMES | VICE PRESIDENT | 4866129 |
| NEARY, JOSEPH DANIEL | MANAGER AND VICE PRESIDENT | 2993505 |
| NILAND, ERIK BRADLEY | VICE PRESIDENT | 2796476 |
| OBRIEN, EDWARD D | MANAGER | 2239064 |
| PATTERSON, GERALD | VICE PRESIDENT | 4302538 |
| RAMOS, RAMON | MONEY LAUNDERING REPORTING OFFICER | 2160203 |
| SMILEY, STANLEY ROBERT | VICE PRESIDENT | 3004604 |
| STINSON, TIMOTHY EARL MCCOY | PRESIDENT AND MANAGER | 2272183 |
| STONE, TIMOTHY PATRICK | VICE PRESIDENT | 3038963 |
| VAN HAVERMAAT, DAVID JAMES | ASSISTANT SECRETARY | 7042846 |
| WATTS, ANDREW DAVID | VICE PRESIDENT | 4780880 |
Regulatory assets under management
| Total Number of Accounts | 192,956 |
| AUM (Assets Under Management) | $ 46,651,447,975 |
Disclosures
| Regulatory Event | 20 |
| Civil Event | 2 |
| Arbitration | 15 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
