Larry N. Brunette
Professional summary
Larry N Brunette, who also goes by Larry Nathan Brunette, is a registered financial advisor currently at GUARDIAN FINANCIAL located in Pewaukee, Wisconsin.
Larry is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Larry has worked at 9 firms and has passed the Series 66, Series 63, Series 7, Series 9 and Series 10 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Larry N Brunette's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 28, 2019 - Present
GUARDIAN FINANCIAL
November 4, 2025 - Present
July 3, 2017 - January 25, 2019
CEDAR HILL ASSOCIATES, LLC
July 17, 2014 - June 28, 2017
CAMBIUM ASSET MANAGEMENT LLC
October 9, 2013 - July 24, 2014
LPL FINANCIAL LLC
October 9, 2013 - July 24, 2014
LPL FINANCIAL LLC
April 19, 2011 - October 10, 2011
UVEST FINANCIAL SERVICES GROUP, INC.
April 3, 2009 - October 10, 2011
UVEST FINANCIAL SERVICES GROUP, INC.
July 25, 2007 - December 3, 2007
UVEST FINANCIAL SERVICES GROUP, INC.
June 29, 2006 - July 24, 2007
VISION INVESTMENT SERVICES, INC.
January 15, 1998 - March 12, 2004
CHARLES SCHWAB & CO., INC.
October 8, 1996 - September 24, 1997
FIRSTAR INVESTMENT SERVICES,INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(12/4/2019)
(6/15/2019)
(5/28/2019)
Exams
Current Firm
GUARDIAN FINANCIAL
CRD#: 164098 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 227 |
| AUM (Assets Under Management) | $ 47,032,152 |
Red Flags
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