CJ
Craig S. Johnson
ON INVESTMENT MANAGEMENT CO
BLOOMINGTON, MN 55425
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CRD#: 2758291
CJ
Professional summary
Craig Scott Johnson is a registered financial advisor currently at ON INVESTMENT MANAGEMENT CO located in Bloomington, Minnesota and THE O.N. EQUITY SALES COMPANY located in Bloomington, Minnesota.
Craig is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Craig has worked at 7 firms and has passed the Series 66, Series 63, Series 57TO, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)Pilot Financial; NOT INVESTMENT RELATED; 8011 34th Avenue South, Suite 318, Bloomington, MN 55425; LIFE INSURANCE, DISABILITY INSURANCE, GROUP BENEFITS AND HEALTH INSURANCE; INSURANCE AGENT; 08/2006-CURRENT; 160 HOURS/MONTH; 0 DURING SECURITIES TRADING HOURS; INSURANCE SALES. 2) Minnesota Valley Country Club; not investment related; 6300 Auto club Road Bloomington MN 55438' Golf Country Club Director on the Board; 12/14/2021; 10 hours/month ( 2 hours during security hours); To discuss the business of the club and to develop strategies for the future of the club.
CRS (Client Relationship Summary) - RIA
Click below to view Craig Scott Johnson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 20, 2013 - Present
ON INVESTMENT MANAGEMENT CO
Office #1: 8011 34th Avenue South Suite 318, Bloomington, MN 55425RIA
CRD#: 105662
BLOOMINGTON, MN
Current
August 1, 2006 - Present
THE O.N. EQUITY SALES COMPANY
Office #1: 8011 34th Ave S Suite 318, Bloomington, MN 55425BD
CRD#: 2936
Bloomington, MN
Past
May 1, 2002 - August 28, 2006
NEW ENGLAND SECURITIES
BD
CRD#: 615
MINNETONKA, MN
Past
August 7, 2001 - May 2, 2002
WS GRIFFITH SECURITIES, INC.
BD
CRD#: 10410
HARTFORD, CT
Past
January 1, 2001 - March 12, 2001
MILLER JOHNSON STEICHEN KINNARD, INC.
BD
CRD#: 694
MINNEAPOLIS, MN
Past
December 12, 2000 - January 1, 2001
JOHN G. KINNARD AND COMPANY, INCORPORATED
BD
CRD#: 466
MINNEAPOLIS, MN
Past
August 3, 1998 - January 1, 2001
MJK CLEARING, INC.
BD
CRD#: 8678
MINNEAPOLIS, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
OI
ON INVESTMENT MANAGEMENT CO
ON INVESTMENT MANAGEMENT CO
CRD#: 105662 / SEC#: 801-7941
RIA
Registered Investment Advisory firm - (11/14/1971 Approved)Alabama
Registered Investment Advisory firm - (4/15/2002 Terminated)District of Columbia
Registered Investment Advisory firm - (2/9/2001 Terminated)Georgia
Registered Investment Advisory firm - (4/15/2002 Terminated)Indiana
Registered Investment Advisory firm - (12/9/2002 Terminated)Maine
Registered Investment Advisory firm - (4/19/2002 Terminated)Maryland
Registered Investment Advisory firm - (4/15/2002 Terminated)Michigan
Registered Investment Advisory firm - (1/8/2002 Terminated)North Carolina
Registered Investment Advisory firm - (4/15/2002 Terminated)South Carolina
Registered Investment Advisory firm - (4/15/2002 Terminated)West Virginia
Registered Investment Advisory firm - (1/31/2002 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(1/8/2015)
IAR
Arizona(5/4/2022)
RR
California(4/1/2011)
IAR
California(8/6/2019)
RR
Colorado(10/6/2023)
RR
Florida(1/8/2015)
IAR
Florida(11/14/2025)
RR
Georgia(7/12/2023)
IAR
Idaho(7/8/2020)
RR
Idaho(11/16/2021)
RR
Illinois(3/7/2014)
RR
Indiana(6/5/2013)
RR
Iowa(10/6/2023)
IAR
Louisiana(9/27/2023)
RR
Massachusetts(3/26/2025)
IAR
Massachusetts(4/3/2025)
RR
Michigan(4/15/2014)
IAR
Michigan(1/16/2020)
RR
Minnesota(8/1/2006)
IAR
Minnesota(12/20/2013)
RR
Missouri(5/17/2013)
RR
Nebraska(4/21/2009)
IAR
Nebraska(6/14/2019)
RR
New York(8/17/2015)
IAR
New York(2/28/2025)
RR
North Dakota(1/29/2013)
IAR
North Dakota(9/28/2021)
RR
South Dakota(2/5/2025)
RR
Texas(5/6/2014)
RR
Washington(2/28/2019)
RR
Wisconsin(7/13/2012)
IAR
Wisconsin(6/13/2019)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader ExamGeneral Industry/Product Exam
General Industry/Product Exam
RR
Series 55
Date: 8/11/1999
Limited Representative-Equity Trader ExamGeneral Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
OI
ON INVESTMENT MANAGEMENT CO
ON INVESTMENT MANAGEMENT CO
CRD#: 105662 / SEC#: 801-7941
RIA
Registered Investment Advisory firm - (11/14/1971 Approved)Alabama
Registered Investment Advisory firm - (4/15/2002 Terminated)District of Columbia
Registered Investment Advisory firm - (2/9/2001 Terminated)Georgia
Registered Investment Advisory firm - (4/15/2002 Terminated)Indiana
Registered Investment Advisory firm - (12/9/2002 Terminated)Maine
Registered Investment Advisory firm - (4/19/2002 Terminated)Maryland
Registered Investment Advisory firm - (4/15/2002 Terminated)Michigan
Registered Investment Advisory firm - (1/8/2002 Terminated)North Carolina
Registered Investment Advisory firm - (4/15/2002 Terminated)South Carolina
Registered Investment Advisory firm - (4/15/2002 Terminated)West Virginia
Registered Investment Advisory firm - (1/31/2002 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
One Financial Way, Cincinnati, OH 45242
Mailing Address
P.o. Box 371, Cincinnati, OH 45201-0371
Phone number
(855) 262-0913
Established
Firm type
Fiscal year end
# of Employees
3,193
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 12,053 |
| AUM (Assets Under Management) | $ 2,376,953,646 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
