Eric R. Nirenberg
Professional summary
Eric Richard Nirenberg is a registered financial advisor currently at OSAIC WEALTH, INC. located in Bellmore, New York.
Eric is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. Eric has worked at 10 firms and has passed the Series 63, Series 79TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Eric Richard Nirenberg's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Eric Richard Nirenberg's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 14, 2024 - Present
OSAIC WEALTH, INC.
Office #1: 960 Bellmore Ave, Bellmore, NY 11710June 14, 2024 - Present
OSAIC WEALTH, INC.
Office #1: 960 Bellmore Ave, Bellmore, NY 11710August 10, 2021 - June 14, 2024
SECURITIES AMERICA ADVISORS, INC.
July 17, 2020 - June 14, 2024
SECURITIES AMERICA, INC.
September 21, 1999 - July 17, 2020
INVESTACORP, INC.
August 19, 1999 - September 7, 1999
NORTHRIDGE CAPITAL CORPORATION
January 1, 1998 - September 9, 1999
G.F.B. SECURITIES, INC.
June 19, 1997 - December 22, 1997
PACIFIC CORTEZ SECURITIES INCORPORATED
May 7, 1997 - May 28, 1997
INSTITUTIONAL EQUITY CORPORATION
November 12, 1996 - April 29, 1997
W.J. NOLAN & COMPANY, INC.
November 6, 1996 - November 12, 1996
G.F.B. SECURITIES, INC.
July 30, 1996 - October 28, 1996
LANDMARK INTERNATIONAL EQUITIES
Primary Firm SEC Registration
OSAIC WEALTH, INC.
CRD#: 23131 / SEC#: 801-54859, 8-40218
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
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Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
OSAIC WEALTH, INC.
CRD#: 23131 / SEC#: 801-54859, 8-40218
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| OSAIC, INC. | SHAREHOLDER | |
| CORNICK, GREGORY ALLEN | CEO, PRESIDENT, DIRECTOR | 3132991 |
| FORD, ERINN JUNE | DIRECTOR | 2176816 |
| MIHAL, SHAWN MICHAEL | SVP, CHIEF COMPLIANCE OFFICER | 3262384 |
| MITCHELL, CHRISTOPHER MILLS | CORPORATE TREASURER, FINANCIAL PRINCIPAL | 2420144 |
| PRICE, JAMES DALE | CHAIRMAN | 1243224 |
| SCHLUETER, MATTHEW ADAM | EVP, OPERATIONS AND TECHNOLOGY SOLUTIONS, DIRECTOR | 2627931 |
Regulatory assets under management
| Total Number of Accounts | 797,559 |
| AUM (Assets Under Management) | $ 200,266,275,275 |
Disclosures
| Regulatory Event | 50 |
| Arbitration | 31 |
| Bond | 7 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/14/2025 | ||
| 12/18/2024 | ||
| 01/26/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
