AW
Andrew C. Wyman
TRUST ADVISORY GROUP LTD
Chester, NJ 07930
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CRD#: 2757863
AW
Professional summary
Andrew Clayton Wyman is a registered financial advisor currently at TRUST ADVISORY GROUP LTD located in Chester, New Jersey and STONEX SECURITIES INC. located in Chester, New Jersey.
Andrew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Andrew has worked at 7 firms and has passed the Series 66, SIE, Series 31, Series 7, Series 51, Series 4, Series 10 and Series 9 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Morristown Capital Associates LLC; Investment Related; 245 Main Street, Suite 202, Chester, NJ 07930; This is my main business and occupation, wealth management; Financial Advisor; 6/4/2012; 50 hours/month during trading hours; Perform all duties required in my day-to-day responsibilities of a financial advisor
CRS (Client Relationship Summary) - RIA
Click below to view Andrew Clayton Wyman's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 13, 2017 - Present
TRUST ADVISORY GROUP LTD
Office #1: 245 Main Street, Suite 202, Chester, NJ 07930RIA
CRD#: 106926
Chester, NJ
Current
September 26, 2024 - Present
STONEX SECURITIES INC.
Office #1: 245 Main St Suite 202, Chester, NJ 07930BD
CRD#: 18456
CHESTER, NJ
Past
February 7, 2017 - September 24, 2024
AGES FINANCIAL SERVICES, LTD.
BD
CRD#: 15427
Chester, NJ
Past
June 8, 2012 - February 9, 2017
SOURCE CAPITAL GROUP, INC.
RIA
CRD#: 36719
MORRISTOWN, NJ
Past
June 8, 2012 - February 9, 2017
SOURCE CAPITAL GROUP, INC.
BD
CRD#: 36719
MORRISTOWN, NJ
Past
June 7, 2007 - June 26, 2012
GILFORD FINANCIAL CORP.
RIA
CRD#: 126593
NEW YORK, NY
Past
November 4, 2005 - June 26, 2012
GILFORD SECURITIES INCORPORATED
BD
CRD#: 8076
MORRISTOWN, NJ
Past
June 27, 2002 - November 8, 2005
MORGAN STANLEY DW INC.
RIA
CRD#: 7556
WESTFIELD, NJ
Past
March 31, 1999 - November 8, 2005
MORGAN STANLEY DW INC.
BD
CRD#: 7556
PURCHASE, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TA
TRUST ADVISORY GROUP LTD
ADVANTAGE WEALTH SOLUTIONS | TRUST ADVISORY GROUP LTD | STONEX WEALTH MANAGEMENT | STARR INVESTMENT SERVICES INC. | SOLARES HILL ADVISORS | RHK CAPITAL | RETIREMENT INCOME ADVISORS | PRIMARY WEALTH CARE PROVIDERS, LLC | PARAMOUNT FINANCIAL GROUP | ORION WEALTH ADVISORS | NEW ENGLAND TRUST SERVICES | MORRISTOWN CAPITAL ASSOCIATES LLC | MDS FINANCIAL | LIFE PATH FINANCIAL SERVICES | INVESTMENT SECURITIES GROUP | GIPSON-FITZPATRICK INVESTMENT MANGEMENT | CREATIVE WEALTH ADVISORS | COROMANDEL WEALTH MANAGEMENT | CINDRICH FINANCIAL SERVICES
CRD#: 106926 / SEC#: 801-46919
RIA
Registered Investment Advisory firm - (7/25/1994 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(9/26/2024)
RR
California(9/26/2024)
RR
Connecticut(9/26/2024)
RR
Delaware(9/26/2024)
RR
Florida(9/26/2024)
RR
Illinois(9/26/2024)
RR
Maryland(9/26/2024)
IAR
New Jersey(2/13/2017)
RR
New Jersey(9/26/2024)
RR
New York(9/26/2024)
RR
North Carolina(9/27/2024)
RR
Pennsylvania(9/26/2024)
RR
South Carolina(9/26/2024)
RR
Virginia(9/26/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
TA
TRUST ADVISORY GROUP LTD
ADVANTAGE WEALTH SOLUTIONS | TRUST ADVISORY GROUP LTD | STONEX WEALTH MANAGEMENT | STARR INVESTMENT SERVICES INC. | SOLARES HILL ADVISORS | RHK CAPITAL | RETIREMENT INCOME ADVISORS | PRIMARY WEALTH CARE PROVIDERS, LLC | PARAMOUNT FINANCIAL GROUP | ORION WEALTH ADVISORS | NEW ENGLAND TRUST SERVICES | MORRISTOWN CAPITAL ASSOCIATES LLC | MDS FINANCIAL | LIFE PATH FINANCIAL SERVICES | INVESTMENT SECURITIES GROUP | GIPSON-FITZPATRICK INVESTMENT MANGEMENT | CREATIVE WEALTH ADVISORS | COROMANDEL WEALTH MANAGEMENT | CINDRICH FINANCIAL SERVICES
CRD#: 106926 / SEC#: 801-46919
RIA
Registered Investment Advisory firm - (7/25/1994 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2 Perimeter Park South Suite 500 West, Birmingham, AL 35243
Mailing Address
Phone number
(800) 292-2411
Established
Firm type
Fiscal year end
# of Employees
30
SEC notice filing (34 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,720 |
| AUM (Assets Under Management) | $ 494,407,359 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
