PW
Paul M. Weinberger
CETERA INVESTMENT ADVISERS LLC
CLEARWATER, FL 33761
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CRD#: 2757427
PW
Professional summary
Paul Michael Weinberger is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Clearwater, Florida and CETERA FINANCIAL SPECIALISTS LLC located in Clearwater, Florida.
Paul is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. Paul has worked at 7 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)ACCOUNTANTS WEALTH NATIONAL TAX SERVICES, LLC, NOT INVESTMENT RELATED, ADDRESS SAME AS REGISTERED BRANCH, PRESIDENT, TAX PREPARER, BUSINESS MANAGER, TAX PREPARATION, FILING SERVICES, PRIMARILY INDIVIDUAL, 5H/WEEK, SINCE 01/2020 2)ACCOUNTANTS WEALTH NATIONAL GROUP, LLC, INVESTMENT RELATED, ADDRESS SAME AS REGISTERED BRANCH, PRESIDENT, FINANCIAL ADVISOR, BUSINESS MANAGER, DBA FOR INVESTMENT BUSINESS, 40H/WEEK, SINCE 01/2020. 3)ABSTRACT ART CANVAS, NOT INVESTMENT RELATED, LUTZ, FL, PAINT ABSTRACT ART, PAINTER/ARTIST, 1H/WEEK, SINCE 01/2017 4) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 12/2022; APX NUMBER OF HOURS PER WEEK: 4; APX NUMBER OF HOURS DURING TRADING HOURS: 4; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SELLS HEALTH;
CRS (Client Relationship Summary) - RIA
Click below to view Paul Michael Weinberger's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 26, 2021 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 28050 Us Hwy 19n Ste 300, Clearwater, FL 33761RIA
CRD#: 105644
CLEARWATER, FL
Current
February 5, 2021 - Present
CETERA FINANCIAL SPECIALISTS LLC
Office #1: 28050 Us Hwy 19n Ste 300, Clearwater, FL 33761BD
CRD#: 10358
Clearwater, FL
Past
May 27, 2014 - February 16, 2021
B. RILEY WEALTH ADVISORS, INC.
RIA
CRD#: 115927
TAMPA, FL
Past
November 22, 2013 - February 16, 2021
NATIONAL SECURITIES CORPORATION
BD
CRD#: 7569
TAMPA, FL
Past
September 12, 2005 - May 6, 2014
ASSET & FINANCIAL PLANNING, LTD
RIA
CRD#: 110709
CLEARWATER, FL
Past
February 11, 1999 - November 22, 2013
PRIME CAPITAL SERVICES, INC.
BD
CRD#: 18334
CLEARWATER, FL
Past
July 2, 1996 - February 12, 1999
OSAIC WEALTH, INC.
BD
CRD#: 23131
SCOTTSDALE, AZ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/4/2023)
RR
Arizona(2/5/2021)
RR
Arkansas(2/5/2021)
RR
Connecticut(2/5/2021)
RR
Delaware(2/5/2021)
RR
Florida(2/5/2021)
IAR
Florida(2/26/2021)
RR
Georgia(2/5/2021)
RR
Illinois(2/5/2021)
RR
Indiana(2/18/2021)
RR
Kentucky(2/5/2021)
RR
Maryland(2/5/2021)
RR
Massachusetts(2/5/2021)
RR
Michigan(2/5/2021)
RR
Minnesota(2/5/2021)
RR
Nevada(2/5/2021)
RR
New Jersey(2/5/2021)
RR
New York(2/5/2021)
RR
North Carolina(2/18/2021)
RR
Ohio(2/5/2021)
RR
Oregon(12/14/2021)
RR
Pennsylvania(2/9/2021)
RR
South Carolina(2/8/2021)
RR
Tennessee(2/8/2021)
RR
Texas(2/5/2021)
IAR
Texas(2/27/2023)
RR
Virginia(2/5/2021)
RR
Washington(8/25/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Clearwater, FL 33761TRUST BUT VERIFY
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