MH
Michael D. Hammen
CETERA INVESTMENT ADVISERS LLC
WEST DES MOINES, IA 50266
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CRD#: 2756582
MH
Professional summary
Michael Dean Hammen, CFP®, who also goes by Mike Hammen, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in West Des Moines, Iowa and CETERA WEALTH SERVICES, LLC located in West Des Moines, Iowa.
Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. Michael has worked at 10 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Mike Hammen
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) West Des Moines Lions Club~'NIR'~State Office, 4730 Mortensen Rd #115~Ames~IA~50014~Other~Other~7/1/2014~2hrs~0hrs~Serve as the club president for West Des Moines IA. Serve to provide leadership and organizing club civic activities. 2) HAMMEN PROPERTIES POSITION: Owner NATURE: Own rental properties and manage rental properties. May purchase and resell property if the opportunity presents itself on occasion. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2008 ADDRESS: 1645 NW 104thSt, Clive IA 50325, United States DESCRIPTION: Manage and maintain rental properties in regard to improvements or repairs as needed. Screen and select tenants. If the opportunity presents itself, may purchase a property and resell. 3) VISION FINANCIAL SERVICES LLC POSITION: Owner/Sole Proprietor NATURE: Accounting Services/Tax Preparation INVESTMENT RELATED: No NUMBER OF HOURS: 150 SECURITIES TRADING HOURS: 110 START DATE: 06/28/2018 ADDRESS: 1776 22nd Street Suite 101, West Des Moines IA 50266, United States DESCRIPTION: My role is to oversee and consult with clients and staff regarding tax preparation and small business accounting.) 4) NAME OF OTHER BUSINESS: MIDWEST FINANCIAL GROUP, LLC; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 09/2025; POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESIONAL; APX NUMBER OF HOURS PER WEEK: 50; APX NUMBER OF HOURS DURING TRADING HOURS: 30; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;
CRS (Client Relationship Summary) - RIA
Click below to view Michael Dean Hammen's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2009
Experience
Current
September 5, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 1776 22nd Street Suite 101, West Des Moines, IA 50266RIA
CRD#: 105644
WEST DES MOINES, IA
Current
September 5, 2025 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 1776 22nd Street Suite 101, West Des Moines, IA 50266BD
CRD#: 13572
West Des Moines, IA
Past
August 3, 2012 - September 5, 2025
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
West Des Moines, IA
Past
August 3, 2012 - September 5, 2025
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
West Des Moines, IA
Past
August 22, 2011 - August 9, 2012
LEGACY FINANCIAL GROUP
RIA
CRD#: 154927
DES MOINES, IA
Past
August 5, 2011 - August 17, 2012
LPL FINANCIAL LLC
RIA
CRD#: 6413
DES MOINES, IA
Past
August 5, 2011 - August 17, 2012
LPL FINANCIAL LLC
BD
CRD#: 6413
DES MOINES, IA
Past
April 25, 2011 - May 5, 2011
CUSO FINANCIAL SERVICES, L.P.
RIA
CRD#: 42132
DES MOINES, IA
Past
April 20, 2011 - May 5, 2011
CUSO FINANCIAL SERVICES, L.P.
BD
CRD#: 42132
DES MOINES, IA
Past
September 4, 2002 - June 23, 2009
WELLS FARGO INVESTMENTS, LLC
RIA
CRD#: 10582
DES MOINES, IA
Past
August 21, 2001 - June 23, 2009
WELLS FARGO INVESTMENTS, LLC
BD
CRD#: 10582
DES MOINES, IA
Past
July 17, 1998 - November 30, 2001
STANTON INVESTMENT SERVICES, INC.
BD
CRD#: 29462
PLYMOUTH, MN
Past
July 30, 1996 - June 15, 1998
EDWARD JONES
BD
CRD#: 250
ST. LOUIS, MO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(9/5/2025)
RR
Arkansas(9/5/2025)
RR
Georgia(9/5/2025)
RR
Iowa(9/5/2025)
IAR
Iowa(9/5/2025)
RR
Michigan(9/5/2025)
RR
Minnesota(9/5/2025)
RR
Missouri(9/5/2025)
RR
Ohio(9/5/2025)
RR
South Dakota(9/5/2025)
RR
Texas(9/5/2025)
IAR
Texas(9/5/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644West Des Moines, IA 50266TRUST BUT VERIFY
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