AK

Andrew S. Kurian

AUGMENT ADVISORS
Westport, CT 06880
Some features on this profile are disabled
CRD#: 2756309
AK

Professional summary


Andrew Spencer Kurian is a registered financial advisor currently at AUGMENT ADVISORS, LLC located in Westport, Connecticut and HEDGEBAY SECURITIES LLC located in Westport, Connecticut.

Andrew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. Andrew has worked at 13 firms and has passed the Series 65, Series 63, Series 99TO, Series 57TO, SIE, Series 79, Series 55, Series 7, Series 14, Series 24, Series 27 and Series 9 exams.

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

CRS (Client Relationship Summary) - RIA


Click below to view Andrew Spencer Kurian's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

April 13, 2026 - Present

AUGMENT ADVISORS, LLC

Office #1: 62 Post Road West, Westport, CT 06880
RIA
CRD#: 335130
Westport, CT
Current

May 10, 2013 - Present

HEDGEBAY SECURITIES LLC

Office #1: 62 Post Road West, Westport, CT 06880Office #2: 62 Post Road West, Westport, CT 06880
BD
CRD#: 121136
Westport, CT
Current

April 26, 2022 - Present

REALTYX, LLC

Office #1: 62 Post Road West, Westport, CT 06880Office #2: 62 Post Road West, Westport, CT 06880
BD
CRD#: 316304
Westport, CT
Current

November 5, 2025 - Present

NOURSDALE CAPITAL

Office #1: One Rockefeller Plaza Suite 2401, New York, NY 10020
BD
CRD#: 336336
NEW YORK, NY
Current

April 7, 2026 - Present

MARCO POLO SECURITIES LLC

Office #1: 1230 Avenue Of Am 16th Floor, New York, NY 10020
BD
CRD#: 46561
NEW YORK, NY
Current

April 15, 2026 - Present

AUGMENT CAPITAL, LLC

Office #1: 1204 San Antonio Street Second Floor, Austin, TX 78701
BD
CRD#: 322519
Austin, TX
Current

April 17, 2026 - Present

ALP FINANCIAL GROUP LLC

Office #1: 250 Shiny Mountain Rd., Greentown, PA 18426
BD
CRD#: 336389
GREENTOWN, PA
Past

October 2, 2023 - December 17, 2025

PCIDX GROUP LLC

RIA
CRD#: 324662
RALEIGH, NC
Past

June 18, 2008 - May 13, 2013

MOORS & CABOT, INC.

BD
CRD#: 594
WESTON, CT
Past

July 15, 2005 - June 18, 2008

MOORS & CABOT FINANCIAL ADVISORS, LLC

BD
CRD#: 132798
WESTON, CT
Past

November 10, 1997 - August 17, 2006

MOORS & CABOT, INC.

BD
CRD#: 594
WESTON, CT
Past

April 4, 1997 - November 17, 1997

A.B. WATLEY, INC.

BD
CRD#: 797
NEW YORK, NY
Past

December 17, 1996 - April 8, 1997

COMMERZ MARKETS LLC

BD
CRD#: 41957
NEW YORK, NY
Past

July 8, 1996 - December 17, 1996

DRESDNER SECURITIES (USA) INC.

BD
CRD#: 1993
NEW YORK, NY

Primary Firm SEC Registration


This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AA
AUGMENT ADVISORS, LLC
AUGMENT ADVISORS, LLC

CRD#: 335130 / SEC#: 801-134812

RIA
Registered Investment Advisory firm - (1/30/2026 Approved)

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(4/15/2026)
RR
Alaska
(4/15/2026)
RR
Arizona
(4/15/2026)
RR
Arkansas
(4/15/2026)
RR
California
(4/15/2016)
RR
Colorado
(11/28/2016)
RR
Connecticut
(5/10/2013)
IAR
Connecticut
(4/16/2026)
RR
Delaware
(11/7/2017)
RR
District of Columbia
(5/31/2016)
RR
Florida
(5/11/2016)
RR
Georgia
(4/15/2026)
RR
Hawaii
(4/15/2026)
RR
Idaho
(4/15/2026)
RR
Illinois
(8/15/2023)
RR
Indiana
(4/15/2026)
RR
Iowa
(4/15/2026)
RR
Kansas
(4/15/2026)
RR
Kentucky
(4/15/2026)
RR
Louisiana
(12/19/2016)
RR
Maine
(4/15/2026)
RR
Maryland
(5/5/2021)
RR
Massachusetts
(7/6/2017)
RR
Michigan
(7/10/2018)
RR
Minnesota
(4/15/2026)
RR
Mississippi
(4/15/2026)
RR
Missouri
(4/15/2026)
RR
Montana
(4/15/2026)
RR
Nebraska
(4/15/2026)
RR
Nevada
(9/30/2016)
RR
New Hampshire
(4/15/2026)
RR
New Jersey
(10/12/2022)
RR
New Mexico
(4/15/2026)
RR
New York
(10/12/2022)
RR
North Carolina
(10/2/2017)
RR
North Dakota
(4/15/2026)
RR
Ohio
(4/26/2016)
RR
Oklahoma
(4/15/2026)
RR
Oregon
(4/15/2026)
RR
Pennsylvania
(6/21/2022)
RR
Puerto Rico
(10/19/2016)
RR
Rhode Island
(4/15/2026)
RR
South Carolina
(4/15/2026)
RR
South Dakota
(4/15/2026)
RR
Tennessee
(4/15/2026)
RR
Texas
(8/15/2023)
IAR
Texas
(4/13/2026)
RR
Utah
(11/29/2016)
RR
Vermont
(4/15/2026)
RR
Virginia
(4/30/2021)
RR
Washington
(4/15/2026)
RR
West Virginia
(4/15/2026)
RR
Wisconsin
(4/15/2026)
RR
Wyoming
(4/15/2026)

Exams


State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 55
Date: 3/21/2006
Limited Representative-Equity Trader Exam
General Industry/Product Exam
Principal/Supervisory Exam
RR
Series 14
Date: 1/2/2023
Compliance Officer Examination
Principal/Supervisory Exam
RR
Series 24
Date: 10/28/2013
General Securities Principal Examination
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
FINRA

Current Firm


AA
AUGMENT ADVISORS, LLC
AUGMENT ADVISORS, LLC

CRD#: 335130 / SEC#: 801-134812

RIA
Registered Investment Advisory firm - (1/30/2026 Approved)
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Contact information


Main Address
1204 San Antonio St Floor 2, Austin, TX 78701
Mailing Address
1204 San Antonio St Floor 2, Austin, TX 78701
Phone number
(757) 298-9839
Established
Firm type
Fiscal year end
# of Employees
1

SEC notice filing (1 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Regulatory assets under management


Total Number of Accounts38
AUM (Assets Under Management)$ 342,636,254

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


AUGMENT ADVISORS, LLC

CRD#: 335130Westport, CT 06880

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