Royal G. Krieger
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Royal Gene Krieger was a registered financial advisor .
Royal is a previously registered financial advisor and started their career in finance in 1968. Royal had worked at 7 firms and has passed the Series 63, Series 1, Series 24 and Series 39 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 8, 1997 - March 28, 2009
KRIEGER - CAMPBELL, INCORPORATED
May 17, 1993 - January 26, 1994
UNISON CAPITAL GROUP
June 13, 1991 - September 30, 1991
UNISON CAPITAL GROUP
April 5, 1990 - August 9, 1990
UNISON CAPITAL GROUP
July 23, 1980 - March 31, 2009
KRIEGER - CAMPBELL, INCORPORATED
June 2, 1976 - August 4, 1980
CAPITAL CONCEPTS INVESTMENT CORP.
February 1, 1974 - May 28, 1976
CINCINNATI ANALYSTS, INC.
January 1, 1974 - February 1, 1974
FML FUNDS DISTRIBUTION COMPANY
January 29, 1971 - January 19, 1974
C. A. MANAGEMENT CORPORATION
April 17, 1969 - January 29, 1971
CAPITAL GROWTH CORP OF SOUTHERN CALIF
November 21, 1968 - January 15, 1972
FML FUNDS DISTRIBUTION COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 10/3/1968
Registered Representative ExaminationCurrent Firm
KRIEGER - CAMPBELL, INCORPORATED
CRD#: 8256 / SEC#: , 8-24823
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KRIEGER, ROYAL GENE | PRESIDENT | 275568 |
| RICHARD AND JOSEPHINE CAMPBELL REVOCABLE TRUST DATED MARCH 11, 2005 | TRUST | |
| CAMPBELL, RICHARD MICHAEL | TRUSTEE/VICE PRESIDENT/CCO |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
