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Royal Gene Krieger

CRD# 275568·Registered 1968 - 2009
Previously Registered: Being a previously registered professional could mean that Royal is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Royal Gene Krieger was a registered financial advisor. Royal was a previously registered financial advisor and started their career in finance 1968 - 2009. Royal had worked at 7 firms and has passed the Series 63, Series 1, Series 24 and Series 39 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

58 years in the financial services industry

Current & Past Employments

KRIEGER - CAMPBELL, INCORPORATED·CRD# 8256
RIA
Oakland, CA
July 8, 1997 - March 28, 2009
UNISON CAPITAL GROUP·CRD# 22519
BD
Mountain View, CA
May 17, 1993 - January 26, 1994
UNISON CAPITAL GROUP·CRD# 22519
BD
Mountain View, CA
June 13, 1991 - September 30, 1991
UNISON CAPITAL GROUP·CRD# 22519
BD
Mountain View, CA
April 5, 1990 - August 9, 1990
KRIEGER - CAMPBELL, INCORPORATED·CRD# 8256
BD
Oakland, CA
July 23, 1980 - March 31, 2009
CAPITAL CONCEPTS INVESTMENT CORP.·CRD# 7115
BD
June 2, 1976 - August 4, 1980
CINCINNATI ANALYSTS, INC.·CRD# 5478
BD
February 1, 1974 - May 28, 1976
FML FUNDS DISTRIBUTION COMPANY·CRD# 1777
BD
January 1, 1974 - February 1, 1974
C. A. MANAGEMENT CORPORATION·CRD# 136
BD
January 29, 1971 - January 19, 1974
CAPITAL GROWTH CORP OF SOUTHERN CALIF·CRD# 1000002
BD
April 17, 1969 - January 29, 1971
FML FUNDS DISTRIBUTION COMPANY·CRD# 1777
BD
November 21, 1968 - January 15, 1972

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Current Firm

K-
KRIEGER - CAMPBELL, INCORPORATED

KRIEGER - CAMPBELL, INCORPORATED | KRIEGER-CAMPBELL, INCORPORATED | KRIEGER- CAMPBELL, INCORPORATION

CRD#: 8256 / SEC#: 8-24823
BD
Terminated by SEC on 05/30/2009

Contact Information

Established

California since 03/30/1976

Firm Type

Corporation

Fiscal Year End

March

Documents

Direct owners and executive officers

NamePositionCRD#
KRIEGER, ROYAL GENEPRESIDENT275568
RICHARD AND JOSEPHINE CAMPBELL REVOCABLE TRUST DATED MARCH 11, 2005TRUST—
CAMPBELL, RICHARD MICHAELTRUSTEE/VICE PRESIDENT/CCO—

Disclosures

Regulatory Event

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed May 1997About the Series 63 exam

Series 1 — Registered Representative Examination

Passed Oct 1968

Series 24 — General Securities Principal Examination

Passed May 1990About the Series 24 exam

Series 39 — Direct Participation Programs Principal Examination

Passed May 1980About the Series 39 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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