JL
Joyce A. Libby
HAZLETT, BURT & WATSON
LANCASTER, PA 17603-1267
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CRD#: 2755633
JL
Professional summary
Joyce Ann Libby, CFP®, who also goes by Joyce A Bush, Joyce Bush, Joyce A Libby, Joyce Libby, is a registered financial advisor currently at HAZLETT, BURT & WATSON, INC. located in Lancaster, Pennsylvania.
Joyce is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. Joyce has worked at 8 firms and has passed the Series 63, Series 7TO, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Joyce A Bush | Joyce Bush | Joyce A Libby | Joyce Libby
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Joyce Ann Libby's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Joyce Ann Libby's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2006
Experience
Current
March 25, 2019 - Present
HAZLETT, BURT & WATSON, INC.
Office #1: 48-50 W Chestnut St Ste 300, Lancaster, PA 17603-1267RIA
BD
CRD#: 396
LANCASTER, PA
Current
March 25, 2019 - Present
HAZLETT, BURT & WATSON, INC.
Office #1: 48-50 W Chestnut St Ste 300, Lancaster, PA 17603-1267RIA
BD
CRD#: 396
LANCASTER, PA
Past
September 12, 2014 - May 10, 2019
LPL FINANCIAL LLC
BD
CRD#: 6413
LANCASTER, PA
Past
September 14, 2012 - September 12, 2014
FINANCIAL TELESIS INC
BD
CRD#: 31012
LANCASTER, PA
Past
July 31, 2009 - December 31, 2010
SUMMIT BROKERAGE SERVICES, INC.
BD
CRD#: 34643
LANCASTER, PA
Past
March 9, 2009 - August 4, 2009
MUTUAL SERVICE CORPORATION
BD
CRD#: 4806
LANCASTER, PA
Past
February 11, 2008 - June 14, 2019
EHD ADVISORY SERVICES, INC.
RIA
CRD#: 127155
LANCASTER, PA
Past
October 7, 2000 - December 1, 2000
M&T SECURITIES, INC.
BD
CRD#: 17358
BALTIMORE, MD
Past
July 15, 1996 - October 7, 2000
KEYSTONE BROKERAGE, LLC
BD
CRD#: 17445
WILLIAMSPORT, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HAZLETT, BURT & WATSON, INC.
HAZLETT, BURT & WATSON, INC. | SECURITY CAPITAL MANAGEMENT
CRD#: 396 / SEC#: 801-66333, 8-17737
RIA
Registered Investment Advisory firm - SEC (3/29/2006 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(10/19/2022)
RR
California(5/7/2025)
IAR
California(5/7/2025)
RR
Connecticut(3/18/2021)
RR
Delaware(1/31/2023)
RR
District of Columbia(10/27/2023)
RR
Florida(1/2/2020)
IAR
Florida(1/30/2020)
RR
Georgia(3/23/2021)
IAR
Georgia(4/12/2021)
RR
Louisiana(3/23/2021)
RR
Maine(3/23/2021)
RR
Maryland(3/23/2021)
RR
Massachusetts(12/2/2024)
RR
Minnesota(5/6/2024)
RR
Montana(3/23/2021)
RR
New Hampshire(11/19/2024)
RR
New Jersey(1/3/2022)
RR
New York(6/26/2025)
RR
North Carolina(9/6/2023)
IAR
North Carolina(9/6/2023)
RR
Pennsylvania(3/25/2019)
IAR
Pennsylvania(3/25/2019)
RR
Tennessee(3/15/2021)
RR
Texas(3/23/2021)
RR
Virginia(3/23/2021)
RR
Washington(10/27/2023)
RR
Wisconsin(10/15/2025)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 1/8/2021
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
HAZLETT, BURT & WATSON, INC.
HAZLETT, BURT & WATSON, INC. | SECURITY CAPITAL MANAGEMENT
CRD#: 396 / SEC#: 801-66333, 8-17737
RIA
Registered Investment Advisory firm - SEC (3/29/2006 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information
Main Address
1300 Chapline Street, Wheeling, WV 26003
Mailing Address
1300 Chapline Street, Wheeling, WV 26003
Phone number
(304) 233-3312
Established
West Virginia since 09/06/1973
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
19
SEC notice filing (15 States and Territories)
FINRA licenses (38 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| HB&W, INC. | PARENT COMPANY | |
| BARICKMAN, MICHAEL THOMPSON | EXEC VP / DIRECTOR | 1535665 |
| BIDWELL, TIMOTHY MORGAN | EXEC VP / CFO / CHIEF COMPLIANCE OFFICER / DIRECTOR | 4296834 |
| BURECH, HAROLD BRUCE | DIRECTOR /SR VP | 856313 |
| ECHOLS, MARILYNN SUE | EXECUTIVE VICE PRESIDENT / DIRECTOR | 818946 |
| MARSH, JASON LEE | CHAIRMAN / CEO / DIRECTOR | 4792963 |
| WEAVER, GEORGE SPERRY III | SR EXEC VP / DIRECTOR | 1061710 |
Regulatory assets under management
| Total Number of Accounts | 2,314 |
| AUM (Assets Under Management) | $ 1,197,878,280 |
Disclosures
| Regulatory Event | 2 |
| Arbitration | 1 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/28/2025 | ||
| 01/14/2025 | ||
| 12/19/2023 | ||
| 11/30/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
HAZLETT, BURT & WATSON, INC.
CRD#: 396Lancaster, PA 17603-1267TRUST BUT VERIFY
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