John J. Barrett

CETERA INVESTMENT ADVISERS LLC

HIGHLANDS RANCH, CO

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CRD#: 2755467

Professional summary

John Jerold Barrett, who also goes by Jerry Barrett, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Highlands Ranch, Colorado and CETERA ADVISORS LLC located in Greenwood Village, Colorado.

John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. John has worked at 16 firms and has passed the Series 66, Series 63, Series 52TO, SIE, Series 7, Series 53, Series 4 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jerry Barrett

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. FINRA ARBITRATOR, 1290 BROADWAY DENVER CO 80203, INDUSTRY ARBITRATOR, START 2008, NUMBER OF HOURS VARIES DEPENDING ON ARBITRATION. 2. DOUGLAS COUNTY COLORADO, 125 STEPHANIE PLACE, CASTLE ROCK, CO, 80109, ELECTION JUDGE, 16 HOURS, HOURLY. 3. NAME OF OTHER BUSINESS: TIMES MEDIA GROUP; INVESTMENT RELATED: NO; ADDRESS: 1900 W BROADWAY RD TEMPLE, AZ 85282; NATURE OF BUSINESS: NEWSPAPER DELIVERIES; START DATE:05/2025; POSITION/TITLE/RELATIONSHIP: NEWSPAPER DELIVERER; APX NUMBER OF HOURS PER WEEK: 10; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: DELIVER NEWSPAPERS AND CLEAN STORAGE FACILTY ONCE A WEEK;

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Jerold Barrett's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 21, 2024 - Present

CETERA INVESTMENT ADVISERS LLC

Office #2: 5299 Dtc Blvd #800, Greenwood Village, CO 80111

RIA

CRD#: 105644

HIGHLANDS RANCH, CO

Current

April 12, 2005 - Present

CETERA ADVISORS LLC

Office #1: 5299 Dtc Blvd #800, Greenwood Village, CO 80111

CRD#: 10299

Greenwood Village, CO

Current

February 1, 2013 - Present

CETERA INVESTMENT SERVICES LLC

Office #1: 5299 Dtc Blvd #800, Greenwood Village, CO 80111

CRD#: 15340

Greenwood Village, CO

Current

February 1, 2013 - Present

CETERA WEALTH SERVICES, LLC

Office #1: 5299 Dtc Blvd #800, Greenwood Village, CO 80111

CRD#: 13572

Greenwood Village, CO

Current

February 1, 2013 - Present

CETERA FINANCIAL SPECIALISTS LLC

Office #1: 5299 Dtc Blvd #800, Greenwood Village, CO 80111

CRD#: 10358

Greenwood Village, CO

Past

April 7, 2015 - December 23, 2015

J.P. TURNER & COMPANY, L.L.C.

CRD#: 43177

DENVER, CO

Past

April 7, 2015 - November 29, 2016

VSR FINANCIAL SERVICES, INC.

CRD#: 14503

DENVER, CO

Past

April 7, 2015 - November 29, 2016

INVESTORS CAPITAL CORP.

CRD#: 30613

DENVER, CO

Past

April 7, 2015 - December 31, 2016

LEGEND EQUITIES CORPORATION

CRD#: 30999

Denver, CO

Past

April 7, 2015 - November 1, 2017

GIRARD SECURITIES, INC.

CRD#: 18697

DENVER, CO

Past

April 7, 2015 - December 3, 2019

SUMMIT BROKERAGE SERVICES, INC.

CRD#: 34643

DENVER, CO

Past

March 13, 2015 - September 8, 2022

FIRST ALLIED SECURITIES, INC.

CRD#: 32444

SAN DIEGO, CA

Past

April 12, 2005 - March 21, 2024

CETERA ADVISORS LLC

RIA

CRD#: 10299

DENVER, CO

Past

April 19, 2004 - April 1, 2005

SECURITIES AMERICA ADVISORS, INC.

RIA

CRD#: 110518

GOLDEN, CO

Past

February 5, 2002 - April 1, 2005

SECURITIES AMERICA, INC.

CRD#: 10205

LAVISTA, NE

Past

May 20, 1999 - April 20, 2001

TD AMERITRADE CLEARING, INC.

CRD#: 5633

OMAHA, NE

Past

July 8, 1996 - April 12, 2001

J.P. SECURITIES, INC.

CRD#: 36559

BELLEVUE, NE

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(4/12/2005)

Colorado
(4/12/2005)

IAR

Colorado
(3/21/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/17/2002

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 7/8/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 52TO

Date: 1/2/2023

Municipal Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/5/1996

General Securities Representative Examination

Principal/Supervisory Exam

Series 53

Date: 6/2/2004

Municipal Securities Principal Examination

Principal/Supervisory Exam

Series 4

Date: 6/11/1999

Registered Options Principal Examination

Principal/Supervisory Exam

Series 24

Date: 3/9/1999

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

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Contact information

Main Address

1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096

Mailing Address

Phone number

(310) 257-7880

Established

Firm type

Fiscal year end

# of Employees

7,705

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	584,487
AUM (Assets Under Management)	$ 163,792,814,520

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/27/2025	Cover Page	Report
12/13/2024	Cover Page	Report
09/26/2023	Cover Page	Report
11/18/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

John J. Barrett

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Jerold Barrett's CRS (Customer Relationship Summary).

Certified licenses

Experience

CETERA ADVISORS LLC

CETERA INVESTMENT SERVICES LLC

CETERA WEALTH SERVICES, LLC

CETERA FINANCIAL SPECIALISTS LLC

J.P. TURNER & COMPANY, L.L.C.

VSR FINANCIAL SERVICES, INC.

INVESTORS CAPITAL CORP.

LEGEND EQUITIES CORPORATION

GIRARD SECURITIES, INC.

SUMMIT BROKERAGE SERVICES, INC.

FIRST ALLIED SECURITIES, INC.

CETERA ADVISORS LLC

SECURITIES AMERICA ADVISORS, INC.

SECURITIES AMERICA, INC.

TD AMERITRADE CLEARING, INC.

J.P. SECURITIES, INC.

Primary Firm SEC Registration

CETERA INVESTMENT ADVISERS LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 5/17/2002

Series 63

Date: 7/8/1996

Series 52TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 7/5/1996

Series 53

Date: 6/2/2004

Series 4

Date: 6/11/1999

Series 24

Date: 3/9/1999

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

CETERA INVESTMENT ADVISERS LLC

TRUST BUT VERIFY

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