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Anthony M. Desposito
CREDIT AGRICOLE SECURITIES (USA)
New York, NY 10019
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CRD#: 2755388
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Professional summary
Anthony Michael Desposito is a registered financial professional currently at CREDIT AGRICOLE SECURITIES (USA) INC. located in New York, New York.
Anthony is registered as a RR (Registered Representative) and started their career in finance in 1997. Anthony has worked at 6 firms and has passed the Series 63, SIE, Series 7, Series 14, Series 24, Series 9 and Series 4 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Anthony Michael Desposito's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 8, 2012 - Present
CREDIT AGRICOLE SECURITIES (USA) INC.
Office #1: 1301 Avenue Of The Americas 9th Floor, New York, NY 10019BD
CRD#: 190
New York, NY
Past
August 28, 2006 - November 20, 2012
BARCLAYS CAPITAL INC.
BD
CRD#: 19714
NEW YORK, NY
Past
July 6, 2006 - September 14, 2006
OSAIC WEALTH, INC.
BD
CRD#: 23131
SCOTTSDALE, AZ
Past
October 20, 2004 - November 2, 2005
BANC OF AMERICA INVESTMENT SERVICES, INC.
BD
CRD#: 16361
BOSTON, MA
Past
March 17, 1998 - October 20, 2004
QUICK & REILLY, INC.
BD
CRD#: 11217
NEW YORK, NY
Past
June 19, 1997 - February 2, 1998
PATTERSON TRAVIS, INC.
BD
CRD#: 16540
ENGLEWOOD, CO
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(11/30/2022)
RR
Alaska(11/30/2022)
RR
Arizona(11/30/2022)
RR
Arkansas(11/30/2022)
RR
California(11/30/2022)
RR
Colorado(11/30/2022)
RR
Connecticut(11/30/2022)
RR
Delaware(11/30/2022)
RR
District of Columbia(11/30/2022)
RR
Florida(11/30/2022)
RR
Georgia(11/30/2022)
RR
Hawaii(11/30/2022)
RR
Idaho(11/30/2022)
RR
Illinois(11/30/2022)
RR
Indiana(11/30/2022)
RR
Iowa(11/30/2022)
RR
Kansas(11/30/2022)
RR
Kentucky(11/30/2022)
RR
Louisiana(11/30/2022)
RR
Maine(11/30/2022)
RR
Maryland(11/30/2022)
RR
Massachusetts(11/30/2022)
RR
Michigan(11/30/2022)
RR
Minnesota(11/30/2022)
RR
Mississippi(11/30/2022)
RR
Missouri(11/30/2022)
RR
Montana(11/30/2022)
RR
Nebraska(11/30/2022)
RR
Nevada(11/30/2022)
RR
New Hampshire(11/30/2022)
RR
New Jersey(11/30/2022)
RR
New Mexico(11/30/2022)
RR
New York(11/8/2012)
RR
North Carolina(11/30/2022)
RR
North Dakota(11/30/2022)
RR
Ohio(12/1/2022)
RR
Oklahoma(11/30/2022)
RR
Oregon(11/30/2022)
RR
Pennsylvania(11/30/2022)
RR
Rhode Island(11/30/2022)
RR
South Carolina(11/30/2022)
RR
South Dakota(11/30/2022)
RR
Tennessee(11/30/2022)
RR
Texas(11/30/2022)
RR
Utah(11/30/2022)
RR
Vermont(11/30/2022)
RR
Virgin Islands(11/30/2022)
RR
Virginia(11/30/2022)
RR
Washington(11/30/2022)
RR
West Virginia(11/30/2022)
RR
Wisconsin(11/30/2022)
RR
Wyoming(11/30/2022)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
NYSE American LLC
SRO Registrations
RR
New York Stock Exchange
Current Firm
CREDIT AGRICOLE SECURITIES (USA) INC.
CALYON SECURITIES (USA) INC | EURO PARTNERS SECURITIES CORPORATION | CREDIT LYONNAIS SECURITIES (USA), INC. | CREDIT AGRICOLE SECURITIES (USA) INC. | CL GLOBALPARTNERS SECURITIES CORPORATION | CALYON SECURITIS (USA) INC.
CRD#: 190 / SEC#: , 8-13753
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
1301 Avenue Of The Americas - 9th Floor, New York, NY 10019
Mailing Address
1301 Avenue Of The Americas - 9th Floor, New York, NY 10019
Phone number
(212) 261-7000
Established
New York since 01/30/1968
Firm type
Corporation
Fiscal year end
December
Firm Size
Medium
# of Employees
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CREDIT AGRICOLE GLOBAL PARTNERS INC. ("CAGPI") | SHAREHOLDER | |
| ARNAL, CELINE | DIRECTOR | 7247072 |
| GEROLD, MARIA TERESA | CFO | 5967881 |
| HETIER, FRANCOIS-EDOUARD MARIE MARC | DIRECTOR | 7817148 |
| KURZ, WILLIAM FRANK | MEMBER OF THE BOARD OF DIRECTORS AND COO | 7602164 |
| PUBLIE, STEPHANE | INTERIM CEO AND MEMBER OF THE BOARD OF DIRECTORS | 5978052 |
| YOUN, EDWARD KYUNG-HO | CHIEF COMPLIANCE OFFICER | 6723958 |
| ZAFAR, KASHIF | MANAGING DIRECTOR | 2666642 |
Disclosures
| Regulatory Event | 18 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
