Jon L. Allen
Professional summary
Jon Lloyd Allen is a registered financial professional currently at THE LEADERS GROUP, INC. located in Summit, New Jersey.
Jon is registered as a RR (Registered Representative) and started their career in finance in 1996. Jon has worked at 6 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jon Lloyd Allen's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 17, 2015 - Present
THE LEADERS GROUP, INC.
Office #1: 475 Springfield Ave, Summit, NJ 07901January 10, 2014 - February 19, 2015
OSAIC SERVICES, INC.
April 4, 2005 - December 31, 2013
VOYA FINANCIAL ADVISORS, INC.
January 1, 2002 - March 24, 2003
LOCUST STREET SECURITIES, INC.
September 26, 1997 - January 1, 2002
BMA FINANCIAL SERVICES, INC.
August 2, 1996 - September 26, 1997
CETERA WEALTH SERVICES, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
(2/17/2015)
Exams
FINRA
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
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