Harry Kaltsas
Professional summary
Harry Kaltsas, who also goes by Bobby Kaltsas, Harry Bobby Kaltsas, Harry Kaltsas, is a registered financial professional currently at PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC located in Newark, New Jersey.
Harry is registered as a RR (Registered Representative) and started their career in finance in 1998. Harry has worked at 10 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Harry Kaltsas's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 21, 2024 - Present
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
Office #1: 655 Broad Street, Newark, NJ 07102May 19, 2021 - November 22, 2024
PRUCO SECURITIES, LLC.
January 8, 2014 - December 8, 2020
DEUTSCHE BANK SECURITIES INC.
September 24, 2013 - October 30, 2013
MUTUAL OF AMERICA SECURITIES LLC
September 24, 2013 - October 30, 2013
MUTUAL OF AMERICA LIFE INSURANCE COMPANY
April 18, 2007 - December 6, 2012
E*TRADE SECURITIES LLC
November 16, 2000 - April 19, 2007
TD AMERITRADE, INC.
August 24, 1998 - February 2, 2001
CARNEGIE INVESTOR SERVICES INC.
May 20, 1998 - September 2, 1998
THINKEQUITY LLC
April 2, 1998 - May 28, 1998
WALSH MANNING SECURITIES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/21/2024)
(11/21/2024)
Exams
FINRA
Current Firm
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
CRD#: 18353 / SEC#: , 8-36540
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PIFM HOLDCO, LLC | SOLE MEMBER | |
| HENNING, MEREDITH FARWELL | SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | 4315489 |
| LEE, H SOO | SENIOR VICE PRESIDENT AND CHIEF LEGAL OFFICER | 6834507 |
| LEIBOWITZ, KAREN | PRESIDENT AND CHIEF ADMINISTRATIVE OFFICER | 2693999 |
| SMIT, ROBERT PHILIP | CHIEF FINANCIAL OFFICER, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER | 2332366 |
| TAITE, LOUIS ANTHONY | CHIEF OPERATIONS OFFICER AND SENIOR VICE PRESIDENT | 5065572 |
Disclosures
| Regulatory Event | 6 |
Red Flags
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