Robin L. Weiss
Professional summary
Robin Lisa Weiss, who also goes by Robin L Goldner, Robin Weiss, Robin Lisa Weissgoldner, is a registered financial professional currently at BROCK SECURITIES LLC located in New York, New York.
Robin is registered as a RR (Registered Representative) and started their career in finance in 1997. Robin has worked at 4 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Robin Lisa Weiss's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 22, 2019 - Present
BROCK SECURITIES LLC
Office #1: 505 Park Ave 14th Floor, New York, NY 10022October 28, 2011 - September 5, 2017
LOYAL3 SECURITIES INC.
August 18, 2010 - June 3, 2011
J.P. MORGAN SECURITIES LLC
May 14, 1997 - April 20, 2001
J.P. MORGAN SECURITIES INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
FINRA
Current Firm
BROCK SECURITIES LLC
CRD#: 122156 / SEC#: , 8-65467
Contact information
FINRA licenses (4 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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