DL
David C. Laprade
U. S. BOSTON CAPITAL
Lincoln, MA 01773
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CRD#: 2754791
DL
Professional summary
David Christopher Laprade is a registered financial professional currently at U. S. BOSTON CAPITAL CORPORATION located in Lincoln, Massachusetts.
David is registered as a RR (Registered Representative) and started their career in finance in 1997. David has worked at 3 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view David Christopher Laprade's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 23, 2006 - Present
U. S. BOSTON CAPITAL CORPORATION
Office #1: 55 Old Bedford Rd, Lincoln, MA 01773Office #2: Lincoln North, Lincoln, MA 01773RIA
BD
CRD#: 5251
Lincoln, MA
Past
January 7, 1999 - December 16, 2005
BROWNCO, LLC
BD
CRD#: 1326
BOSTON, MA
Past
September 19, 1997 - November 19, 1998
GLOBAL ALTERNATIVE INVESTMENT SERVICES, INC.
BD
CRD#: 487
CHARLOTTE, NC
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
US
U. S. BOSTON CAPITAL CORPORATION
U. S. BOSTON CAPITAL CORPORATION
CRD#: 5251 / SEC#: 801-130044, 8-15885
RIA
Registered Investment Advisory firm - SEC (4/26/2024 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Massachusetts(11/17/2010)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
US
U. S. BOSTON CAPITAL CORPORATION
U. S. BOSTON CAPITAL CORPORATION
CRD#: 5251 / SEC#: 801-130044, 8-15885
RIA
Registered Investment Advisory firm - SEC (4/26/2024 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information
Main Address
Lincoln North Suite 202, Lincoln, MA 01773
Mailing Address
55 Old Bedford Road Suite 202, Lincoln, MA 01773
Phone number
(781) 259-1144
Established
Massachusetts since 04/23/1970
Firm type
Corporation
Fiscal year end
September
Firm Size
Small
# of Employees
5
SEC notice filing (4 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| U.S. BOSTON CORPORATION | SHAREHOLDER | |
| HUNT, DIANE | TREASURER | 1314708 |
| HUNT, DIANE | PRINCIPAL OPERATIONS OFFICER | 1314708 |
| KESSINGER, DEBORAH ANNE | PRESIDENT, CHIEF COMPLIANCE OFFICER, BROKER DEALER | 1801530 |
| MONISOV, ALINA | CHIEF COMPLIANCE OFFICER, INVESTMENT ADVISORY | 6235159 |
| OKUROWSKI, LEON | VICE PRESIDENT, DIRECTOR AND CLERK | 351799 |
| UMPHREY, WILLARD LEE | DIRECTOR | 451556 |
Regulatory assets under management
| Total Number of Accounts | 271 |
| AUM (Assets Under Management) | $ 359,787,261 |
Disclosures
| Regulatory Event | 2 |
| Arbitration | 1 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/17/2025 |
Red Flags
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Company Information
U. S. BOSTON CAPITAL CORPORATION
CRD#: 5251Lincoln, MA 01773TRUST BUT VERIFY
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