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DB

Darin Duane Batchman

VP DISTRIBUTORS
NEW YORK, NY
·CRD# 2754581·29 years registered

Professional Summary

Darin Duane Batchman, who also goes by Darin D Batchman, is a registered financial advisor currently at VP DISTRIBUTORS, LLC located in New York, New York. Darin is registered as a RR (Registered Representative) and started their career in finance in 1997. Darin has worked at 11 firms and has passed the Series 63, SIE, Series 16 and Series 7 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Darin D Batchman

Blog Corner

More Resources

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

29 years registered in the securities industry

Current & Past Employments

Current

VP DISTRIBUTORS, LLCCurrent·CRD# 3036
BD
1301 Avenue Of The Americas 14th Floor, New York, NY 10019
April 8, 2022 - Present

Past

ALPS DISTRIBUTORS, INC.Past·CRD# 16853
BD
New York, NY
September 5, 2013 - April 8, 2022
JEFFERIES LLCPast·CRD# 2347
BD
New York, NY
August 8, 2011 - August 30, 2011
DEUTSCHE BANK SECURITIES INC.Past·CRD# 2525
BD
New York, NY
September 11, 2009 - February 1, 2011
BARCLAYS CAPITAL INC.Past·CRD# 19714
BD
New York, NY
September 22, 2008 - September 15, 2009
LEHMAN BROTHERS INC.Past·CRD# 7506
BD
New York, NY
January 9, 2008 - September 22, 2008
DEUTSCHE BANK SECURITIES INC.Past·CRD# 2525
BD
New York, NY
July 28, 2005 - January 7, 2008
J.P. MORGAN SECURITIES LLCPast·CRD# 79
BD
New York, NY
August 20, 2003 - July 13, 2005
BCP SECURITIES, INC.Past·CRD# 27063
BD
Greenwich, CT
April 18, 2002 - July 29, 2003
CREDIT SUISSE SECURITIES (USA) LLCPast·CRD# 816
BD
New York, NY
October 16, 2000 - May 22, 2001
PERSHING LLCPast·CRD# 7560
BD
Jersey City, NJ
July 20, 1999 - October 16, 2000
BNP PARIBAS INVESTMENT SERVICES, LLCPast·CRD# 44598
BD
Miami, FL
December 24, 1998 - July 20, 1999
DEUTSCHE BANK SECURITIES INC.Past·CRD# 2525
BD
New York, NY
October 29, 1997 - August 7, 1998

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Current Firm

VD
VP DISTRIBUTORS, LLC

PHOENIX EQUITY PLANNING CORPORATION | VP DISTRIBUTORS, LLC | VP DISTRIBUTORS LLC | VP DISTRIBUTORS INC

CRD#: 3036 / SEC#: 8-14100
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)

Contact Information

Main Address

One Financial Plaza, Hartford, CT 06103

Mailing Address

One Financial Plaza, Hartford, CT 06103

Phone Number

(860) 503-1348

Established

Delaware since 09/30/2011

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Medium

FINRA licenses (52 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
VIRTUS PARTNERS, INCSOLE MEMBER—
BACHRACH, IANSENIOR MANAGING DIRECTOR, MARKETING2797509
BICKS, MICHAEL WAYNEMANAGING DIRECTOR, DISTRIBUTION INTELLIGENCE5450963
DANOS, CHRISTOPHER ROBERTMANAGING DIRECTOR, NATIONAL ACCOUNTS2716625
FRANCO, THOMAS RICHARDSENIOR MANAGING DIRECTOR, RETAIL SALES2651546
GRISWOLD, HEIDI CHRISTINEVICE PRESIDENT, FUND SERVICES2304631
HANLEY, DAVID GEORGE JRSENIOR VICE PRESIDENT AND TREASURER5455435
KATZ, DAVID JAYSENIOR MANAGING DIRECTOR, INSTITUTIONAL2813039
MACCONE, JOSEPH EDMUNDSENIOR MANAGING DIRECTOR, STRATEGIC DISTRIBUTION4273677
MANDINACH, BARRY MITCHELLEXECUTIVE VICE PRESIDENT1234185
PERLMAN, DIANA MARIECHIEF COMPLIANCE OFFICER2555302
PURKALITIS, ANDRA CYNTHIAEXECUTIVE VICE PRESIDENT, GENERAL COUNSEL AND SECRETARY3070864

Disclosures

Regulatory Event

1

Bond

3

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Connecticut
(4/8/2022)
RR
New York
(4/8/2022)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Oct 1997About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 16 — NYSE Supervisory Analyst Examination

Passed Apr 2005About the Series 16 exam

Series 7 — General Securities Representative Examination

Passed Oct 1997About the Series 7 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Darin Duane Batchman's CRS (Customer Relationship Summary).

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