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Thomas M. Oliveira
OLIVEIRA WEALTH
MODESTO, CA 95350
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CRD#: 2753899
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Professional summary
Thomas Michael Oliveira, ChFC®, CLU®, who also goes by Thomas Oliveira, Tom Oliveira, is a registered financial advisor currently at OLIVEIRA WEALTH located in Modesto, California and THE LEADERS GROUP, INC. located in Summit, New Jersey.
Thomas is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. Thomas has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 6 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Thomas Oliveira | Tom Oliveira
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.) OLIVEIRA WEALTH LLC - 10/21/21 - 810 Standiford Avenue, Suite 1, Modesto, CA 95350 - Financial Advisor/Owner of RIA, Investment Advisor Representative, Invt Rel, RIA business, 48 hrs/mo; 48 hrs/mo (during trading hours). 2.) THOMAS OLIVEIRA - 810 Standiford Avenue, Suite 1, Modesto, CA 95350 - Real estate professional, Analyze, review, manage and purchase real estate for my personal portfolio, Not Invt Rel, Real estate business, 70 hrs/mo; 0 hrs/mo (during trading hours). 3.) OLIVEIRA WEALTH - 1/1/96 - 810 Standiford Avenue, Suite 1, Modesto, CA 95350 - Financial Advisor, Discuss financial plan with clients utilizing the above with other strategies, Invt Rel, Insurance business, 10 hrs/mo; 5 hrs/mo (during trading hours). 4.) OBAR LLC - 810 Standiford Avenue, Suite 1, Modesto, CA 95350, Member/Manager, Manage the property and tenants, Not Invt Rel, Building Owner, 0 hrs/mo; 0 hrs/mo (during trading hours). 5.) THOMAS OLIVEIRA - 810 Standiford Avenue, Suite 1, Modesto, CA 95350 - Owner, Personal rentals and almond property, Not Invt Rel, Real estate business, 2 hrs/mo; 0 hrs/mo (during trading hours). 6.) T&C COMICS LLC - 810 Standiford Avenue, Suite 1, Modesto, CA 95350 - Member/Manager, Acquire and hold rentals with brother, Not Invt Rel, Real estate business, 6 hrs/mo; 8 hrs/mo (during trading hours). 7.) FIRST FINANCIAL RESOURCES - 810 Standiford Avenue, Suite 1, Modesto, CA 95350 - Member, Life insurance sales, Not Invt Rel, Insurance business, 10 hrs/mo; 6 hrs/mo (during trading hours).
CRS (Client Relationship Summary) - RIA
Click below to view Thomas Michael Oliveira's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
October 20, 2021 - Present
OLIVEIRA WEALTH
Office #1: 810 Standiford Ave Suite 1, Modesto, CA 95350RIA
CRD#: 315326
MODESTO, CA
Current
October 21, 2021 - Present
THE LEADERS GROUP, INC.
Office #1: 475 Springfield Ave, Summit, NJ 07901BD
CRD#: 37157
SUMMIT, NJ
Past
December 11, 2006 - October 28, 2021
LPL FINANCIAL LLC
RIA
CRD#: 6413
MODESTO, CA
Past
December 11, 2006 - October 28, 2021
LPL FINANCIAL LLC
BD
CRD#: 6413
MODESTO, CA
Past
February 11, 2005 - September 14, 2006
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
RIA
CRD#: 2881
MODESTO, CA
Past
June 21, 1996 - January 1, 2002
ROBERT W. BAIRD & CO. INCORPORATED
BD
CRD#: 8158
MILWAUKEE, WI
Past
June 21, 1996 - December 14, 2006
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
BD
CRD#: 2881
MODESTO, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
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OLIVEIRA WEALTH
OLIVEIRA WEALTH | OLIVEIRA WEALTH, LLC
CRD#: 315326 / SEC#: 801-122522
RIA
Registered Investment Advisory firm - (10/20/2021 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(10/21/2021)
IAR
California(10/20/2021)
RR
California(10/21/2021)
RR
Colorado(10/21/2021)
RR
Connecticut(10/21/2021)
RR
Florida(10/21/2021)
RR
Georgia(11/3/2021)
RR
Idaho(10/21/2021)
RR
Iowa(10/21/2021)
RR
Montana(10/21/2021)
RR
Nevada(10/21/2021)
RR
New York(4/7/2025)
RR
North Carolina(10/21/2021)
RR
Ohio(10/21/2021)
RR
Oklahoma(6/20/2025)
RR
Oregon(10/21/2021)
RR
South Dakota(1/9/2025)
RR
Texas(10/21/2021)
IAR
Texas(1/23/2022)
RR
Washington(10/21/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
OW
OLIVEIRA WEALTH
OLIVEIRA WEALTH | OLIVEIRA WEALTH, LLC
CRD#: 315326 / SEC#: 801-122522
RIA
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Contact information
Main Address
810 Standiford Ave Suite 1, Modesto, CA 95350
Mailing Address
Phone number
(209) 579-2332
Established
Firm type
Fiscal year end
# of Employees
3
SEC notice filing (3 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 905 |
| AUM (Assets Under Management) | $ 272,989,903 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
OLIVEIRA WEALTH
CRD#: 315326Modesto, CA 95350TRUST BUT VERIFY
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