Michael D. Jackson

PHOENIX WEALTH ADVISORS

Chapel Hill, NC 27517

Some features on this profile are disabled

CRD#: 2753608

Professional summary

Michael Donovan Jackson is a registered financial advisor currently at PHOENIX WEALTH ADVISORS INC. located in Chapel Hill, North Carolina and RAYMOND JAMES FINANCIAL SERVICES, INC. located in Chapel Hill, North Carolina.

Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. Michael has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 4 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1)Name of Business: Address: 30052 Village Park Dr, Chapel Hill, NC, 27517, United States Activity Type: Non profit Position/Title: Founder Investment Related: Yes Start Date: 08/28/2020 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: We would create a non profit ministry that would enable our family to contribute directly to mission projects. My role would be setting up the non profit entity and helping to identify worthwhile projects. (2)Name of Business: Triangle Grace Church Address: 5001 Tudor Place, Durham, NC, 27713, United States Activity Type: Religious Position/Title: Finance/Investment Committee Member Investment Related: Yes Start Date: 09/11/2024 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Serve on Finance Committee, could make investment recommendations of church assets for consideration by committee. Limited to broad, diversified mutual funds or ETFs.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Donovan Jackson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 13, 2016 - Present

PHOENIX WEALTH ADVISORS INC.

Office #1: 100 Europa Drive Suite 390, Chapel Hill, NC 27517

RIA

CRD#: 118412

Chapel Hill, NC

Current

April 8, 2016 - Present

RAYMOND JAMES FINANCIAL SERVICES, INC.

Office #1: 100 Europa Drive Suite 390, Chapel Hill, NC 27517

CRD#: 6694

Chapel Hill, NC

Past

February 3, 2015 - March 16, 2016

THOMPSON DAVIS & CO., INC.

CRD#: 41353

RALEIGH, NC

Past

January 21, 2015 - March 16, 2016

THOMPSON DAVIS & CO., INC.

RIA

CRD#: 41353

RALEIGH, NC

Past

April 5, 2013 - April 15, 2015

HAMBLEDON, LLC

RIA

CRD#: 161908

MORRISVILLE, NC

Past

September 9, 2005 - April 5, 2013

FRANKLIN STREET ADVISORS INC.

RIA

CRD#: 106275

CHAPEL HILL, NC

Past

August 10, 2005 - April 5, 2013

FRANKLIN STREET SECURITIES, INC.

CRD#: 26755

CHAPEL HILL, NC

Past

June 15, 2002 - July 16, 2004

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

ST. LOUIS, MO

Past

December 5, 2000 - June 15, 2002

WACHOVIA SECURITIES, INC.

CRD#: 431

CHARLOTTE, NC

Past

September 5, 1996 - April 23, 1998

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PHOENIX WEALTH ADVISORS INC.

PHOENIX FINANCIAL INC. | PHOENIX WEALTH ADVISORS INC.

CRD#: 118412 / SEC#: 801-60793

RIA

Registered Investment Advisory firm - (12/14/2001 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

North Carolina
(4/8/2016)

IAR

North Carolina
(10/13/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/3/1996

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/18/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/4/1996

General Securities Representative Examination

Principal/Supervisory Exam

Series 4

Date: 4/7/2005

Registered Options Principal Examination

SRO Registrations

FINRA

Current Firm

PHOENIX WEALTH ADVISORS INC.

PHOENIX FINANCIAL INC. | PHOENIX WEALTH ADVISORS INC.

CRD#: 118412 / SEC#: 801-60793

RIA

Registered Investment Advisory firm - (12/14/2001 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

100 Europa Drive Suite 390, Chapel Hill, NC 27517

Mailing Address

Phone number

(919) 929-4448

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (14 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PHOENIX 2025 ANNUAL AMEND ADV PART 2A (3/26/2025)

Regulatory assets under management

Total Number of Accounts	1,509
AUM (Assets Under Management)	$ 551,004,269

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Daniel Conklin

HUNTER STREET INVESTMENT ADVISORS LLC

IAR

Apex, NC

Laird Hepburn

BSG ADVISERS

IAR

Apex, NC

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Michael D. Jackson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Donovan Jackson's CRS (Customer Relationship Summary).

Certified licenses

Experience

RAYMOND JAMES FINANCIAL SERVICES, INC.

THOMPSON DAVIS & CO., INC.

THOMPSON DAVIS & CO., INC.

HAMBLEDON, LLC

FRANKLIN STREET ADVISORS INC.

FRANKLIN STREET SECURITIES, INC.

WELLS FARGO CLEARING SERVICES, LLC

WACHOVIA SECURITIES, INC.

UBS FINANCIAL SERVICES INC.

Primary Firm SEC Registration

PHOENIX WEALTH ADVISORS INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 10/3/1996

Series 63

Date: 9/18/1996

SIE

Date: 10/1/2018

Series 7

Date: 9/4/1996

Series 4

Date: 4/7/2005

FINRA

Current Firm

PHOENIX WEALTH ADVISORS INC.

Contact information

SEC notice filing (14 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PHOENIX WEALTH ADVISORS INC.

TRUST BUT VERIFY

Similar Advisors