JS
James R. Sickorez
ON INVESTMENT MANAGEMENT CO
Rockland, MA 02370
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CRD#: 2753141
JS
Professional summary
James Robert Sickorez, who also goes by Jim Sickorez, is a registered financial advisor currently at ON INVESTMENT MANAGEMENT CO located in Rockland, Massachusetts and THE O.N. EQUITY SALES COMPANY located in Rockland, Massachusetts.
James is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. James has worked at 11 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jim Sickorez
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. COLLEGE PLANNING SOLUTIONS POSITION: OWNER NATURE: SOLE PROPRIETORSHIP INVESTMENT RELATED: NO NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 09/01/2003 ADDRESS: 800 HINGHAM STREET, ROCKLAND MA 02370, UNITED STATES DESCRIPTION: I'VE BEEN A PRIVATE GUIDANCE COUNSELOR FOR THE PAST 16 YEARS. I PROVIDE GUIDANCE ON THE STUDENTS HIGH SCHOOL COURSE SELECTION, REVIEW THE STUDENTS TRANSCRIPT, SUGGEST IMPROVEMENTS, ASSIST WITH CAREER EXPLORATION, HELP THE STUDENT WITH THEIR COLLEGE ESSAY, REVIEW ACT/SAT RESULTS TO DETERMINE IF THEY SHOULD RETAKE IT, MANAGE COLLEGE APPLICATION DEADLINES AND ASSIST WITH THE COLLEGE APPLICATIONS. 2. JIM SICKOREZ POSITION: sole proprietor NATURE: sole proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 08/01/2001 ADDRESS: 800 Hingham Street, Rockland MA 02370, United States DESCRIPTION: Life insurance sales. 3. JAMES SICKOREZ POSITION: sole proprietor NATURE: sole proprietorship INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 3 START DATE: 02/01/2011 ADDRESS: 800 Hingham Street, Rockalnd MA 02370, United States DESCRIPTION: Domain name sales and affiliate marketing which is dependent on the domain name. 4. JAMES SICKOREZ POSITION: Power of Attorney on spouse Kristin Sickorez NATURE: n/a INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 04/12/2023 ADDRESS: 896 Main Street, Marshfield MA 02050, United States DESCRIPTION: I have Power of Attorney for Healthcare and Finacial over my spouse Kristin Sickorez.
CRS (Client Relationship Summary) - RIA
Click below to view James Robert Sickorez's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 2, 2025 - Present
ON INVESTMENT MANAGEMENT CO
Office #1: 800 Hingham Street, Rockland, MA 02370RIA
CRD#: 105662
Rockland, MA
Current
January 2, 2025 - Present
THE O.N. EQUITY SALES COMPANY
Office #1: 800 Hingham Street, Rockland, MA 02370BD
CRD#: 2936
Rockland, MA
Past
November 2, 2018 - December 26, 2024
OSAIC WEALTH, INC.
RIA
CRD#: 23131
ROCKLAND, MA
Past
November 2, 2018 - December 26, 2024
OSAIC WEALTH, INC.
BD
CRD#: 23131
ROCKLAND, MA
Past
February 17, 2016 - November 2, 2018
SIGNATOR INVESTORS, INC.
RIA
CRD#: 468
ROCKLAND, MA
Past
December 28, 2015 - November 2, 2018
SIGNATOR INVESTORS, INC.
BD
CRD#: 468
ROCKLAND, MA
Past
August 14, 2006 - December 28, 2015
SIGNATOR FINANCIAL SERVICES, INC.
RIA
CRD#: 19061
ROCKLAND, MA
Past
August 11, 2006 - December 28, 2015
SIGNATOR FINANCIAL SERVICES, INC.
BD
CRD#: 19061
ROCKLAND, MA
Past
January 27, 2006 - July 18, 2006
INVEST FINANCIAL CORPORATION
RIA
CRD#: 12984
ROCKLAND, MA
Past
September 21, 2004 - July 18, 2006
INVEST FINANCIAL CORPORATION
BD
CRD#: 12984
ROCKLAND, MA
Past
October 31, 2003 - December 15, 2003
AMERITAS INVESTMENT COMPANY, LLC
BD
CRD#: 14869
LINCOLN, NE
Past
August 6, 2003 - October 31, 2003
THE ADVISORS GROUP, INC.
BD
CRD#: 14035
BETHESDA, MD
Past
October 12, 2001 - August 8, 2003
METROPOLITAN LIFE INSURANCE COMPANY
BD
CRD#: 4095
NEW YORK, NY
Past
October 12, 2001 - August 8, 2003
MSI FINANCIAL SERVICES, INC.
BD
CRD#: 14251
SPRINGFIELD, MA
Past
September 27, 1996 - April 18, 2001
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP
BD
CRD#: 7325
BOSTON, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
OI
ON INVESTMENT MANAGEMENT CO
ON INVESTMENT MANAGEMENT CO
CRD#: 105662 / SEC#: 801-7941
RIA
Registered Investment Advisory firm - (11/14/1971 Approved)Alabama
Registered Investment Advisory firm - (4/15/2002 Terminated)District of Columbia
Registered Investment Advisory firm - (2/9/2001 Terminated)Georgia
Registered Investment Advisory firm - (4/15/2002 Terminated)Indiana
Registered Investment Advisory firm - (12/9/2002 Terminated)Maine
Registered Investment Advisory firm - (4/19/2002 Terminated)Maryland
Registered Investment Advisory firm - (4/15/2002 Terminated)Michigan
Registered Investment Advisory firm - (1/8/2002 Terminated)North Carolina
Registered Investment Advisory firm - (4/15/2002 Terminated)South Carolina
Registered Investment Advisory firm - (4/15/2002 Terminated)West Virginia
Registered Investment Advisory firm - (1/31/2002 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(1/2/2025)
IAR
California(1/2/2025)
RR
Georgia(10/17/2025)
RR
Maine(10/17/2025)
RR
Massachusetts(1/2/2025)
IAR
Massachusetts(1/13/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
OI
ON INVESTMENT MANAGEMENT CO
ON INVESTMENT MANAGEMENT CO
CRD#: 105662 / SEC#: 801-7941
RIA
Registered Investment Advisory firm - (11/14/1971 Approved)Alabama
Registered Investment Advisory firm - (4/15/2002 Terminated)District of Columbia
Registered Investment Advisory firm - (2/9/2001 Terminated)Georgia
Registered Investment Advisory firm - (4/15/2002 Terminated)Indiana
Registered Investment Advisory firm - (12/9/2002 Terminated)Maine
Registered Investment Advisory firm - (4/19/2002 Terminated)Maryland
Registered Investment Advisory firm - (4/15/2002 Terminated)Michigan
Registered Investment Advisory firm - (1/8/2002 Terminated)North Carolina
Registered Investment Advisory firm - (4/15/2002 Terminated)South Carolina
Registered Investment Advisory firm - (4/15/2002 Terminated)West Virginia
Registered Investment Advisory firm - (1/31/2002 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
One Financial Way, Cincinnati, OH 45242
Mailing Address
P.o. Box 371, Cincinnati, OH 45201-0371
Phone number
(855) 262-0913
Established
Firm type
Fiscal year end
# of Employees
3,193
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 12,053 |
| AUM (Assets Under Management) | $ 2,376,953,646 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
ON INVESTMENT MANAGEMENT CO
CRD#: 105662Rockland, MA 02370TRUST BUT VERIFY
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