RL
Robert J. Leirmoe
BOLTON SECURITIES
LA JOLLA, CA 92037
Some features on this profile are disabled
CRD#: 2753087
RL
Professional summary
Robert Joseph Leirmoe is a registered financial advisor currently at BOLTON SECURITIES CORPORATION located in La Jolla, California and BOLTON GLOBAL CAPITAL located in La Jolla, California.
Robert is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. Robert has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Owner and CEO of LEVE FRI, INC., a product development company that is based out of La Jolla, CA. Not investment related. Currently not engaged in activity and spends 0 hours per month. Established prior to affiliating with current firm. 2. Board member at "Strength in Sisters", non investment related, began 12/2020, company is base out of La Mesa, CA. "Strength in Sisters" provides educational resources for early teen female children in Zambia , Robert spends approximately 2-5 hours a month (zero during trading hours) on this activity.
CRS (Client Relationship Summary) - RIA
Click below to view Robert Joseph Leirmoe's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Robert Joseph Leirmoe's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 6, 2021 - Present
BOLTON SECURITIES CORPORATION
Office #1: 2226 Avenida De La Playa Suite A, La Jolla, CA 92037RIA
BD
CRD#: 129376
LA JOLLA, CA
Current
September 19, 2016 - Present
BOLTON GLOBAL CAPITAL
Office #1: 2226 Avenida De La Playa Suite 'a', La Jolla, CA 92037BD
CRD#: 15650
La Jolla, CA
Past
July 16, 2015 - April 6, 2016
ZERMATT WEALTH PARTNERS
RIA
CRD#: 105736
SAN DIEGO, CA
Past
May 14, 1999 - December 9, 2011
BRANDES INVESTMENT PARTNERS, LP
RIA
CRD#: 105404
SAN DIEGO, CA
Past
January 8, 1998 - December 31, 2000
FIRST FUND DISTRIBUTORS, INC.
BD
CRD#: 27038
PHOENIX, AZ
Past
June 21, 1996 - December 31, 1997
ICE SECURITIES LLC
BD
CRD#: 37472
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BS
BOLTON SECURITIES CORPORATION
BOLTON GLOBAL ASSET MANAGEMENT | NEWERA WEALTH ADVISORS | DELTA GLOBAL ASSET MANAGEMENT | BOLTON SECURITIES CORPORATION | BOLTON SECURITIES CORP
CRD#: 129376 / SEC#: 801-66962, 8-68187
RIA
Registered Investment Advisory firm - SEC (8/9/2006 Approved)Georgia
Registered Investment Advisory firm - SEC (8/14/2006 Terminated)Massachusetts
Registered Investment Advisory firm - SEC (8/17/2006 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(8/6/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
BS
BOLTON SECURITIES CORPORATION
BOLTON GLOBAL ASSET MANAGEMENT | NEWERA WEALTH ADVISORS | DELTA GLOBAL ASSET MANAGEMENT | BOLTON SECURITIES CORPORATION | BOLTON SECURITIES CORP
CRD#: 129376 / SEC#: 801-66962, 8-68187
RIA
Registered Investment Advisory firm - SEC (8/9/2006 Approved)Georgia
Registered Investment Advisory firm - SEC (8/14/2006 Terminated)Massachusetts
Registered Investment Advisory firm - SEC (8/17/2006 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information
Main Address
579 Main Street, Bolton, MA 01740
Mailing Address
579 Main Street, Bolton, MA 01740
Phone number
(978) 779-6947
Established
Delaware since 07/30/1999
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
154
SEC notice filing (38 States and Territories)
FINRA licenses (49 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 6,977 |
| AUM (Assets Under Management) | $ 7,004,872,405 |
Disclosures
| Regulatory Event | 1 |
| Civil Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
