Robert J. Leirmoe
Professional summary
Robert Joseph Leirmoe is a registered financial professional currently at BOLTON GLOBAL CAPITAL located in La Jolla, California.
Robert is registered as a RR (Registered Representative) and started their career in finance in 1996. Robert has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Robert Joseph Leirmoe's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 2, 2026 - Present
BOLTON GLOBAL CAPITAL
Office #1: 2226 Avenida De La Playa Suite 'a', La Jolla, CA 92037August 6, 2021 - December 31, 2025
BOLTON SECURITIES CORPORATION
September 19, 2016 - December 31, 2025
BOLTON GLOBAL CAPITAL
July 16, 2015 - April 6, 2016
ZERMATT WEALTH PARTNERS
May 14, 1999 - December 9, 2011
BRANDES INVESTMENT PARTNERS, LP
January 8, 1998 - December 31, 2000
FIRST FUND DISTRIBUTORS, INC.
June 21, 1996 - December 31, 1997
ICE SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
FINRA
Current Firm
BOLTON GLOBAL CAPITAL
CRD#: 15650 / SEC#: , 8-33222
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| GRENIER, RAYMOND GERARD | CHAIRMAN OF THE BOARD | 1404159 |
| BEALS, MATTHEW GEORGE | PRESIDENT AND CHIEF OPERATING OFFICER | 5157251 |
| CATALDO, JOHN GENNARO | CHIEF ADMINISTRATIVE AND LEGAL OFFICER | 5707721 |
| MAHLE, DAPHNE JANE | CHIEF COMPLIANCE OFFICER | 4367277 |
| PRESKENIS, STEVEN CHRISTOPHER | CHIEF EXECUTIVE OFFICER | 4410822 |
| TARPEY, STEVEN R | CHIEF FINANCIAL OFFICER | 6640625 |
Disclosures
| Regulatory Event | 11 |
| Arbitration | 3 |
| Bond | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
