Dana P. Darlington
Professional summary
Dana Paul Darlington is a registered financial professional currently at THE LEADERS GROUP, INC. located in Summit, New Jersey.
Dana is registered as a RR (Registered Representative) and started their career in finance in 1996. Dana has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Dana Paul Darlington's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 2, 2015 - Present
THE LEADERS GROUP, INC.
Office #1: 475 Springfield Ave, Summit, NJ 07901January 16, 2014 - January 23, 2015
OSAIC SERVICES, INC.
February 1, 2005 - December 31, 2013
VOYA FINANCIAL ADVISORS, INC.
December 12, 2003 - December 31, 2004
OSAIC FA, INC.
November 26, 2003 - January 19, 2005
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
November 26, 2003 - January 19, 2005
OSAIC FA, INC.
August 14, 2003 - December 3, 2003
VERAVEST INVESTMENT ADVISORS, INC.
June 5, 2003 - December 3, 2003
VERAVEST INVESTMENTS, INC.
February 15, 2001 - May 20, 2003
1717 CAPITAL MANAGEMENT COMPANY
August 1, 1996 - May 20, 2003
1717 CAPITAL MANAGEMENT COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/2/2015)
Exams
FINRA
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
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