RS
Ronald B. Sultzbach
CAMBRIDGE INVESTMENT RESEARCH ADVISORS
Lancaster, PA 17601
Some features on this profile are disabled
CRD#: 2752494
RS
Professional summary
Ronald Bryan Sultzbach, who also goes by Ron Sultzbach, R.b. Sultzbach, is a registered financial advisor currently at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. located in Lancaster, Pennsylvania and CAMBRIDGE INVESTMENT RESEARCH, INC. located in Lancaster, Pennsylvania.
Ronald is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. Ronald has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Ron Sultzbach | R.b. Sultzbach
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. ENGINEERED INSURANCE SOLUTIONS, 313 W LIBERTY ST, STE 128, LANCASTER, PA, 5/2011 AS MANAGER/DBA/INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 4/WK - 1/TRADING. 2. AFLAC, 313 W LIBERTY ST, LANCASTER, PA, 10/2016 AS INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 2/MO - 1/TRADING. 3. FUTURE GRIDIRON GREATS,396 BUCH AVE, LANCASTER, PA, 6/23/2012 AS MANAGER/ORGANIZER/COACH OF FREE KIDS FOOTBALL CAMP. NIR - 40/YR - 0/TRADING. 4. SUSQUEHANNA VALLEY VEHICLE REFRESH, 396 BUCH AVE, LANCASTER, PA, 6/18/2009 AS MANAGER/WORKER OF CAR DETAIL/CLEANING BUSINESS. NIR - 6/MO - 0/TRADING. 5. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 40/WK - 40/TRADING. 01/09/18. 6. MACNAMEE-FIRST PROTECTIVE, 1450 E BOOT RD, UNIT 600A, WEST CHESTER, PA, 9/2018 AS INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 4/WK - 2/TRADING. 7. WOMEN RISING, 313 W LIBERTY, STE 128, LANCASTER PA, ORGANIZER/FOUNDER, WOMEN'S EMPOWERMENT EVENT, NIR, 4/MO- 0/TRADING 8. FIDELIS MORTGAGE CORPORATION, 1205 E KING ST. LANCASTER, PA, REAL ESTATE SALES/MORTGAGE ORIGINATION/MORTGAGE BROKER, MORTGAGE LOAN ORIGINATOR, 05/15/20, NIR,8/MO-1/TRADING 9. URL GROUP, BROKER, 500 NATIONWIDE DR, HARRISBURG, PA, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, 05/15/21, NIR, 1 HR/MO- 0/TRADING HR. 10. CONCISE FINANCIAL ADVISEMENT LLC., 531 Burnham Ct, Lancaster PA 17601, United States, 08/08/2024, IAR, DBA Name, INV REL, 40 HR/MO- 40/TRADING HR.
CRS (Client Relationship Summary) - RIA
Click below to view Ronald Bryan Sultzbach's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 5, 2018 - Present
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Office #1: 611 Centerville Rd., Lancaster, PA 17601Office #2: 2701 Scheaffer Rd., Elizabethtown, PA 17022RIA
CRD#: 134139
Lancaster, PA
Current
January 5, 2018 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
BD
CRD#: 39543
Lancaster, PA
Past
June 2, 2011 - December 31, 2017
SSN ADVISORY, INC.
RIA
CRD#: 126090
LANCASTER, PA
Past
June 2, 2011 - December 31, 2017
SECURITIES SERVICE NETWORK, LLC
BD
CRD#: 13318
LANCASTER, PA
Past
March 23, 2009 - June 2, 2011
BROKERSXPRESS LLC
RIA
CRD#: 127081
LANCASTER, PA
Past
March 20, 2009 - June 2, 2011
BROKERSXPRESS LLC
BD
CRD#: 127081
LANCASTER, PA
Past
May 5, 2006 - April 1, 2009
JANNEY MONTGOMERY SCOTT LLC
RIA
CRD#: 463
LANCASTER, PA
Past
November 17, 2003 - April 1, 2009
JANNEY MONTGOMERY SCOTT LLC
BD
CRD#: 463
LANCASTER, PA
Past
July 29, 1996 - November 13, 2003
METROPOLITAN LIFE INSURANCE COMPANY
BD
CRD#: 4095
NEW YORK, NY
Past
July 29, 1996 - November 13, 2003
MSI FINANCIAL SERVICES, INC.
BD
CRD#: 14251
SPRINGFIELD, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(1/2/2020)
RR
California(8/11/2022)
RR
Connecticut(3/18/2021)
RR
Delaware(1/18/2018)
RR
Florida(1/5/2018)
RR
Maryland(1/10/2018)
RR
New Jersey(7/7/2023)
RR
Pennsylvania(1/5/2018)
IAR
Pennsylvania(1/5/2018)
RR
Rhode Island(1/5/2018)
RR
South Carolina(10/16/2019)
RR
Texas(1/5/2018)
IAR
Texas(1/5/2018)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
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Contact information
Main Address
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757
Mailing Address
Phone number
(641) 472-5100
Established
Firm type
Fiscal year end
# of Employees
3,361
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
CRD#: 134139Lancaster, PA 17601TRUST BUT VERIFY
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