Ronald M. Pittelkau
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ronald Mark Pittelkau was a registered financial professional .
Ronald is a previously registered financial professional and started their career in finance in 1996. Ronald had worked at 8 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 5, 2008 - December 10, 2018
MNR EXECUTIONS, LLC
March 16, 2007 - April 30, 2008
DRO-WST TRADING, LLC
September 4, 2003 - March 2, 2007
EQUITEC STRUCTURED PRODUCTS,LLC
October 31, 2002 - July 31, 2003
MEB OPTIONS, LLC
May 26, 1998 - October 17, 2002
LEHMAN BROTHERS INC.
November 7, 1997 - April 1, 1998
TD AMERITRADE, INC.
July 23, 1997 - November 7, 1997
KENNEDY, CABOT & CO.
December 3, 1996 - May 2, 1997
MURPHEY, MARSEILLES, SMITH & NAMMACK, INC.
August 26, 1996 - December 20, 1996
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
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Exams
Current Firm
MNR EXECUTIONS, LLC
CRD#: 146313 / SEC#: , 8-67814
Contact information
Documents
Disclosures
| Regulatory Event | 13 |
Red Flags
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