Lawrance M. Johnson

KESTRA ADVISORY SERVICES

Vallejo, CA

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CRD#: 2752004

Professional summary

Lawrance Malone Johnson is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Vallejo, California and KESTRA INVESTMENT SERVICES, LLC located in Vallejo, California.

Lawrance is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. Lawrance has worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Business Name: BLACK DIAMOND EXCLUSIVE LLC POS: 50% Partner NOB: Rental of vehicles, a room in my home, rental of venues for social events baby showers and family gatherings INV REL: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 12/01/2021 ADDRESS: 140 GINA COURT, VALLEJO CA 94589 DESC: Accounting for the business Managing Relationships Business Name: BLACK DIAMOND FINANCIAL POS: Financial Advisor NOB: Registered rep activities through Kestra Investment Services INV REL: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 128 START DATE: 05/08/2023 ADDRESS: 140 Gina Court, Vallejo CA 94589 DESC: Securities Insurance Annuities Financial Planning Business Name: KESTRA ADVISORY SERVICES POS: IAR NOB: Investment advisory services through Kestra Advisory Services, LLC INV REL: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 05/08/2023 ADDRESS: 5707 Southwest Parkway, Building 2, Suite 400, Austin TX 78735 DESC: IAR

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lawrance Malone Johnson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 8, 2023 - Present

KESTRA ADVISORY SERVICES, LLC

RIA

CRD#: 283330

Vallejo, CA

Current

May 8, 2023 - Present

KESTRA INVESTMENT SERVICES, LLC

CRD#: 42046

Vallejo, CA

Past

July 25, 2014 - May 24, 2023

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

ANTIOCH, CA

Past

July 25, 2014 - May 24, 2023

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

ANTIOCH, CA

Past

October 1, 2012 - July 29, 2014

J.P. MORGAN SECURITIES LLC

RIA

CRD#: 79

FAIRFIELD, CA

Past

October 1, 2012 - July 29, 2014

J.P. MORGAN SECURITIES LLC

CRD#: 79

FAIRFIELD, CA

Past

August 16, 2010 - October 1, 2012

CHASE INVESTMENT SERVICES CORP.

RIA

CRD#: 25574

FAIRFIELD, CA

Past

August 16, 2010 - October 1, 2012

CHASE INVESTMENT SERVICES CORP.

CRD#: 25574

FAIRFIELD, CA

Past

January 23, 2009 - August 17, 2010

SECURITIES AMERICA ADVISORS, INC.

RIA

CRD#: 110518

LAVISTA, NE

Past

January 23, 2009 - August 17, 2010

SECURITIES AMERICA, INC.

CRD#: 10205

VALLEJO, CA

Past

March 5, 2007 - January 23, 2009

BRECEK & YOUNG ADVISORS, INC.

RIA

CRD#: 40395

VALLEJO, CA

Past

March 5, 2007 - January 23, 2009

BRECEK & YOUNG ADVISORS, INC.

CRD#: 40395

VALLEJO, CA

Past

May 14, 1999 - March 5, 2007

MONEY CONCEPTS CAPITAL CORP

RIA

CRD#: 12963

VALLEJO, CA

Past

June 29, 1998 - March 5, 2007

MONEY CONCEPTS CAPITAL CORP

CRD#: 12963

VALLEJO, CA

Past

March 25, 1998 - August 12, 1998

EMISSARY FINANCIAL GROUP, INC.

CRD#: 44568

MENTOR, OH

Past

July 9, 1996 - March 17, 1998

MONEY CONCEPTS CAPITAL CORP

CRD#: 12963

PALM BEACH GARDENS, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

KESTRA ADVISORY SERVICES, LLC

KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC

CRD#: 283330 / SEC#: 801-56126

RIA

Registered Investment Advisory firm - (12/31/1998 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(5/8/2023)

IAR

California
(5/8/2023)

Texas
(5/8/2023)

IAR

Texas
(5/8/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/3/2000

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/5/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/29/2004

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 7/8/1996

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

KESTRA ADVISORY SERVICES, LLC

KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC

CRD#: 283330 / SEC#: 801-56126

RIA

Registered Investment Advisory firm - (12/31/1998 Approved)

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Contact information

Main Address

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735

Mailing Address

Phone number

(844) 553-7872

Established

Firm type

Fiscal year end

# of Employees

1,299

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

KESTRA ADVISORY SERVICES, LLC BROCHURE (RETAIL CLIENTS) (10/21/2025)

KESTRA ADVISORY SERVICES, LLC BROCHURE (WRAP FEE PROGRAM) (10/21/2025)

KESTRA ADVISORY SERVICES, LLC BROCHURE (PLAN CLIENTS) (10/21/2025)

Regulatory assets under management

Total Number of Accounts	155,482
AUM (Assets Under Management)	$ 60,174,309,829

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
12/23/2024	Cover Page	Report
10/20/2023	Cover Page	Report
12/21/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

Lawrance M. Johnson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lawrance Malone Johnson's CRS (Customer Relationship Summary).

Certified licenses

Experience

KESTRA INVESTMENT SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

J.P. MORGAN SECURITIES LLC

J.P. MORGAN SECURITIES LLC

CHASE INVESTMENT SERVICES CORP.

CHASE INVESTMENT SERVICES CORP.

SECURITIES AMERICA ADVISORS, INC.

SECURITIES AMERICA, INC.

BRECEK & YOUNG ADVISORS, INC.

BRECEK & YOUNG ADVISORS, INC.

MONEY CONCEPTS CAPITAL CORP

MONEY CONCEPTS CAPITAL CORP

EMISSARY FINANCIAL GROUP, INC.

MONEY CONCEPTS CAPITAL CORP

Primary Firm SEC Registration

KESTRA ADVISORY SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 1/3/2000

Series 63

Date: 8/5/1996

SIE

Date: 10/1/2018

Series 7

Date: 7/29/2004

Series 6

Date: 7/8/1996

FINRA

Current Firm

KESTRA ADVISORY SERVICES, LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

KESTRA ADVISORY SERVICES, LLC

TRUST BUT VERIFY

Contact information

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