LP
Lisa M. Paoli
CETERA INVESTMENT ADVISERS LLC
FT LAUDERDALE, FL 33301
Some features on this profile are disabled
CRD#: 2751935
LP
Professional summary
Lisa Marie Paoli, who also goes by Lisa Marie-paoli Marcello, Lisa Marie Paoli Marcello, Lisa Marie Paoli-marcello, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Ft Lauderdale, Florida and CETERA WEALTH SERVICES, LLC located in Palm Beach Gardens, Florida.
Lisa is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Lisa has worked at 8 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Lisa Marie-Paoli Marcello | Lisa Marie Paoli Marcello | Lisa Marie Paoli-Marcello
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) PAOLI INSURANCE AGENCY LLC; INVESTMENT RELATED; 1 LAS OLAS CIR #1206 FORT LAUDERDALE, FL 33316; PROPERTY & CASUALTY INSURANCE; MANAGING MEMBER; 12/01/2012; APPX 0 HOURS/MONTH; APPX 0 HOURS/MONTH DURING TRADING; OWNER 2) PAOLI CONSTRUCTION; NOT INVESTMENT RELATED; 748 SEVEN GABLES PALM BAY, FL 32909; CONSTRUCTION COMPANY; SECRETARY/TREASURER; 01/01/2000; APPX 0 HOURS/MONTH; APPX 0 HOURS/MONTH DURING TRADING; NO DUTIES, FATHER'S COMPANY-LISTED IN THE EVENT OF HIS DEATH 3) PAOLI HOMES LLC; NOT INVESTMENT RELATED; 748 SEVEN GABLE CIR PALM BAY, FL 32090; HOME CONSTRUCTION COMPANY; SECRETARY/TREASURER; 01/01/2000; APPX 0 HOURS/MONTH; APPX 0 HOURS/MONTH DURING TRADING; NO DUTIES 4) PAOLI WEALTH MANAGEMENT; NOT INVESTMENT RELATED; 1 LAS OLAS CIR #1206 FT LAUDERDALE, FL 33316; LLC FOR PERSONAL USE FOR ESTATE AND TAX PLANNING; MANAGING MEMBER; 12/01/2012; APPX 0 HRS/MONTH; APPX 0 HRS/MONTH DURING TRADING; OWNER 5) NAME OF OTHER BUSINESS: KM WEALTH MANAGEMENT ; INVESTMENT RELATED: YES ; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: FINANCIAL SERVICES ; START DATE: 08/2021 ; POSITION/TITLE/RELATIONSHIP: OWNER/ PARTNER / FINANCIAL PROFESSIONAL ; APX NUMBER OF HOURS PER WEEK: 60 ; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 ; BRIEF DESCRIPTION OF DUTIES: INVESTMENTS AND ASSET MANAGEMENT ; 6) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 9/2022; APX NUMBER OF HOURS PER WEEK: 4; APX NUMBER OF HOURS DURING TRADING HOURS: 4; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS PROPERTY & CASUALTY; 7) NAME OF OTHER BUSINESS: ALT-236 DBA MOBICLOCKS; INVESTMENT RELATED: NO; ADDRESS: 6451 N FEDERAL HWY #406, FORT LAUDERDALE, FL 33308; NATURE OF BUSINESS: WORKPLACE TIMECLOCKS; START DATE: 4/2023; POSITION/TITLE/RELATIONSHIP: SALESPERSON; APX NUMBER OF HOURS PER WEEK: 5; APX NUMBER OF HOURS DURING TRADING HOURS: 5; BRIEF DESCRIPTION OF DUTIES: MAKING WARM INTRODUCTIONS TO HELP PEOPLE OVERCOME THEIR PHANTOM EMPLOYEE ISSUES; 8) NAME OF OTHER BUSINESS: HOTALING INSURANCE SERVICES; INVESTMENT RELATED: NO; ADDRESS: 1800 E LAS OLAS BLVD 2ND FLOOR, FORT LAUDERDALE, FL 33301; NATURE OF BUSINESS: PROPERTY & CASUALTY; START DATE: 1/2024; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; APX NUMBER OF HOURS PER WEEK: 5; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: PROPERTY & CASUALTY INSURANCE;
CRS (Client Relationship Summary) - RIA
Click below to view Lisa Marie Paoli's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 18, 2019 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 350 Se 2 St #1560, Ft Lauderdale, FL 33301RIA
CRD#: 105644
FT LAUDERDALE, FL
Current
September 20, 2019 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 800 Village Square Crossing #311, Palm Beach Gardens, FL 33410BD
CRD#: 13572
Palm Beach Gardens, FL
Past
May 20, 2021 - June 29, 2023
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
EL SEGUNDO, CA
Past
August 8, 2019 - May 20, 2021
SUMMIT FINANCIAL GROUP INC
RIA
CRD#: 109485
FT LAUDERDALE, FL
Past
September 19, 2018 - September 20, 2019
SUMMIT BROKERAGE SERVICES, INC.
BD
CRD#: 34643
FT LAUDERDALE, FL
Past
January 16, 2013 - June 26, 2018
ALLSTATE FINANCIAL SERVICES, LLC
BD
CRD#: 18272
FORT LAUDERDALE, FL
Past
August 9, 2011 - November 27, 2012
J.P. TURNER & COMPANY, L.L.C.
BD
CRD#: 43177
FORT LAUDERDALE, FL
Past
June 7, 2004 - March 23, 2010
GUNNALLEN FINANCIAL, INC
BD
CRD#: 17609
FT LAUDERDALE, FL
Past
October 12, 2000 - June 8, 2004
BROOKSTREET SECURITIES CORPORATION
BD
CRD#: 14667
SAN JUAN CAPISTRANO, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alaska(11/26/2019)
RR
California(11/26/2019)
RR
Colorado(11/26/2019)
RR
Connecticut(11/26/2019)
RR
Florida(9/21/2019)
IAR
Florida(11/18/2019)
RR
Georgia(8/9/2023)
RR
Illinois(11/26/2019)
RR
Louisiana(11/26/2019)
RR
Maine(11/26/2019)
RR
Massachusetts(11/26/2019)
RR
Mississippi(11/26/2019)
RR
New Hampshire(11/26/2019)
RR
New Jersey(11/26/2019)
RR
New York(11/26/2019)
RR
North Carolina(11/26/2019)
RR
Rhode Island(9/20/2019)
RR
South Carolina(11/26/2019)
RR
Texas(11/26/2019)
IAR
Texas(2/13/2023)
RR
West Virginia(11/26/2019)
RR
Wisconsin(6/30/2020)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Ft Lauderdale, FL 33301TRUST BUT VERIFY
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